| NFNuria FernandezExecutive | SYKStryker Corporation | Buy | $1,001 – $15,000 | Feb 24, 2023 | May 4, 2023 | 69 | Filing for Nuria Fernandez SYK trade |
| NFNuria FernandezExecutive | BACBank of America Corporation | Buy | $1,001 – $15,000 | Feb 22, 2023 | May 4, 2023 | 71 | Filing for Nuria Fernandez BAC trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Feb 22, 2023 | May 4, 2023 | 71 | Filing for Nuria Fernandez BLK trade |
| NFNuria FernandezExecutive | BACBank of America Corporation | Buy | $1,001 – $15,000 | Feb 13, 2023 | May 4, 2023 | 80 | Filing for Nuria Fernandez BAC trade |
| NFNuria FernandezExecutive | BLKBlackRock Inc. | Sell | $1,001 – $15,000 | Feb 13, 2023 | May 4, 2023 | 80 | Filing for Nuria Fernandez BLK trade |
| NFNuria FernandezExecutive | ITWIllinois Tool Works Inc. | Sell | $1,001 – $15,000 | Feb 13, 2023 | May 4, 2023 | 80 | Filing for Nuria Fernandez ITW trade |
| NFNuria FernandezExecutive | BACBank of America Corporation | Buy | $1,001 – $15,000 | Feb 8, 2023 | May 4, 2023 | 85 | Filing for Nuria Fernandez BAC trade |
| NFNuria FernandezExecutive | ITWIllinois Tool Works Inc. | Sell | $1,001 – $15,000 | Feb 8, 2023 | May 4, 2023 | 85 | Filing for Nuria Fernandez ITW trade |
| NFNuria FernandezExecutive | PNCPNC Financial Services Group Inc. (The) | Sell | $1,001 – $15,000 | Feb 8, 2023 | May 4, 2023 | 85 | Filing for Nuria Fernandez PNC trade |
| TVThomas J. VilsackExecutive | Goldman Sachs Financial Square Treasury Investments Fund (FTIXX)bond | Sell | $1,001 – $15,000 | Dec 27, 2022 | Apr 13, 2023 | 107 | Filing for Thomas J. Vilsack Goldman Sachs Financial Square Treasury Investments Fund (FTIXX) trade |
| TVThomas J. VilsackExecutive | Fidelity International Index Fund (FSPSX)fund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack Fidelity International Index Fund (FSPSX) trade |
| TVThomas J. VilsackExecutive | First Trust Exchange Traded Fund VIII CBOE VEST International Equity Buffer ETFetf | Buy | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack First Trust Exchange Traded Fund VIII CBOE VEST International Equity Buffer ETF trade |
| TVThomas J. VilsackExecutive | DAUGFT Vest U.S. Equity Deep Buffer ETF - August | Buy | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack DAUG trade |
| TVThomas J. VilsackExecutive | DAUGFT Vest U.S. Equity Deep Buffer ETF - August | Buy | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack DAUG trade |
| TVThomas J. VilsackExecutive | JPMorgan Growth and Income Fund Class I Shares (VGIIX)fund | Buy | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack JPMorgan Growth and Income Fund Class I Shares (VGIIX) trade |
| TVThomas J. VilsackExecutive | PrincipalGlobal Real Estate Securities Fund Institutional Class Shares (POSIX)fund | Buy | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack PrincipalGlobal Real Estate Securities Fund Institutional Class Shares (POSIX) trade |
| TVThomas J. VilsackExecutive | DAUGFT Vest U.S. Equity Deep Buffer ETF - August | Buy | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack DAUG trade |
| TVThomas J. VilsackExecutive | American S/C Value Fund CLfund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack American S/C Value Fund CL trade |
| TVThomas J. VilsackExecutive | PIMCO Total Return Fundfund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack PIMCO Total Return Fund trade |
| TVThomas J. VilsackExecutive | BCEMBaron Emerging Markets Select ETF | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack BCEM trade |
| TVThomas J. VilsackExecutive | T. Rowe Price International Overseas Fundfund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack T. Rowe Price International Overseas Fund trade |
| TVThomas J. VilsackExecutive | American Funds Washington Mutual Investors Fund (WMFFX)fund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack American Funds Washington Mutual Investors Fund (WMFFX) trade |
| TVThomas J. VilsackExecutive | PIMCO Emerging Markets Bond Fund (PEBIX)fund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack PIMCO Emerging Markets Bond Fund (PEBIX) trade |
| TVThomas J. VilsackExecutive | Champlain Small Company Fund (CIPNX)fund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack Champlain Small Company Fund (CIPNX) trade |
| TVThomas J. VilsackExecutive | Metropolitan West Total Return Bond Fund (MWTIX)fund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack Metropolitan West Total Return Bond Fund (MWTIX) trade |
| TVThomas J. VilsackExecutive | Fidelity Mid Cap Index Fundfund | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack Fidelity Mid Cap Index Fund trade |
| TVThomas J. VilsackExecutive | Fidelity Midcap Index (FSMDX)stock | Sell | $1,001 – $15,000 | Dec 23, 2022 | Apr 13, 2023 | 111 | Filing for Thomas J. Vilsack Fidelity Midcap Index (FSMDX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX)fund | Buy | $1,001 – $15,000 | Oct 27, 2022 | Apr 13, 2023 | 168 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX)fund | Buy | $1,001 – $15,000 | Oct 27, 2022 | Apr 13, 2023 | 168 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Government Income Fund Class I Shares (EILDX) trade |
| TVThomas J. VilsackExecutive | Nuveen Limited Term Municipal Bond Fund Class I Shares (FLTRX)fund | Buy | $1,001 – $15,000 | Oct 22, 2022 | Apr 13, 2023 | 173 | Filing for Thomas J. Vilsack Nuveen Limited Term Municipal Bond Fund Class I Shares (FLTRX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor International Small Cap Fund Class I Shares (FIXIX)fund | Buy | $1,001 – $15,000 | Oct 22, 2022 | Apr 13, 2023 | 173 | Filing for Thomas J. Vilsack Fidelity Advisor International Small Cap Fund Class I Shares (FIXIX) trade |
| TVThomas J. VilsackExecutive | Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX)bond | Buy | $1,001 – $15,000 | Oct 21, 2022 | Apr 13, 2023 | 174 | Filing for Thomas J. Vilsack Vanguard Long-Term Treasury Index Fund Admiral Class Shares (VLGSX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX)fund | Buy | $1,001 – $15,000 | Oct 21, 2022 | Apr 13, 2023 | 174 | Filing for Thomas J. Vilsack Eaton Vance Short Duration Inflation Protected Income Fund Class I Shs (EIRRX) trade |
| TVThomas J. VilsackExecutive | PIMCO International Bond Fund (US Dollar Hedged) Class I-2 Shares (PFBPX)fund | Buy | $1,001 – $15,000 | Oct 21, 2022 | Apr 13, 2023 | 174 | Filing for Thomas J. Vilsack PIMCO International Bond Fund (US Dollar Hedged) Class I-2 Shares (PFBPX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX)fund | Buy | $1,001 – $15,000 | Oct 21, 2022 | Apr 13, 2023 | 174 | Filing for Thomas J. Vilsack Eaton Vance Floating-Rate Advantage Fund Class I Shares (EIFAX) trade |
| TVThomas J. VilsackExecutive | Federated Kaufmann Small Cap Fund Institutional Class Shares (FKAIX)fund | Buy | $1,001 – $15,000 | Oct 21, 2022 | Apr 13, 2023 | 174 | Filing for Thomas J. Vilsack Federated Kaufmann Small Cap Fund Institutional Class Shares (FKAIX) trade |
| TVThomas J. VilsackExecutive | Eaton Vance Emerging Markets Local Income Fund Class I Shares (EEIIX)fund | Buy | $1,001 – $15,000 | Oct 21, 2022 | Apr 13, 2023 | 174 | Filing for Thomas J. Vilsack Eaton Vance Emerging Markets Local Income Fund Class I Shares (EEIIX) trade |
| TVThomas J. VilsackExecutive | Principal Global Real Estate Securities Fund Institutional Class Shares (POSIX)fund | Sell | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack Principal Global Real Estate Securities Fund Institutional Class Shares (POSIX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advisor International Capital Appreciation Fund Class I Shares (FCPIX)fund | Sell | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack Fidelity Advisor International Capital Appreciation Fund Class I Shares (FCPIX) trade |
| TVThomas J. VilsackExecutive | Columbia Overseas Value Fund (COSSX)fund | Sell | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack Columbia Overseas Value Fund (COSSX) trade |
| TVThomas J. VilsackExecutive | Thornburg Intermediate Municipal Fund Class I Shares (THMIX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack Thornburg Intermediate Municipal Fund Class I Shares (THMIX) trade |
| TVThomas J. VilsackExecutive | JPMorgan Large Cap Growth Fund Class I Shares (SEEGX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack JPMorgan Large Cap Growth Fund Class I Shares (SEEGX) trade |
| TVThomas J. VilsackExecutive | BNY MellonGlobal Fixed Income Fund Class I Shares (SDGIX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack BNY MellonGlobal Fixed Income Fund Class I Shares (SDGIX) trade |
| TVThomas J. VilsackExecutive | MFS Mid Cap Growth Fund Class I Shares (OTCIX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack MFS Mid Cap Growth Fund Class I Shares (OTCIX) trade |
| TVThomas J. VilsackExecutive | John Hancock Funds III International Growth Fund Class I Shares (GOGIX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack John Hancock Funds III International Growth Fund Class I Shares (GOGIX) trade |
| TVThomas J. VilsackExecutive | BNY Mellon International Core Equity Fund Class I Shares (DIERX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack BNY Mellon International Core Equity Fund Class I Shares (DIERX) trade |
| TVThomas J. VilsackExecutive | US Small Cap Value Portfolio Institutional Class Shares (DFSVX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack US Small Cap Value Portfolio Institutional Class Shares (DFSVX) trade |
| TVThomas J. VilsackExecutive | Emerging Markets Portfolio Institutional Class Shares (DFEMX)fund | Buy | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack Emerging Markets Portfolio Institutional Class Shares (DFEMX) trade |
| TVThomas J. VilsackExecutive | Fidelity Advantage Small Cap Growth CL Fundfund | Sell | $1,001 – $15,000 | Oct 20, 2022 | Apr 13, 2023 | 175 | Filing for Thomas J. Vilsack Fidelity Advantage Small Cap Growth CL Fund trade |
| TVThomas J. VilsackExecutive | Invesco Corporate Bond Fund Cl Y Shs (ACCHX)fund | Sell | $1,001 – $15,000 | Sep 22, 2022 | Apr 13, 2023 | 203 | Filing for Thomas J. Vilsack Invesco Corporate Bond Fund Cl Y Shs (ACCHX) trade |