| FKFrank KendallExecutive | VXFVanguard Extended Market ETF | Sell | $100,001 – $250,000 | Sep 30, 2021 | Nov 18, 2022 | 414 | Filing for Frank Kendall VXF trade |
| FKFrank KendallExecutive | LDOSLeidos Holdings Inc. | Sell | $15,001 – $50,000 | Sep 30, 2021 | Nov 18, 2022 | 414 | Filing for Frank Kendall LDOS trade |
| FKFrank KendallExecutive | LDOSLeidos Holdings Inc. | Sell | $100,001 – $250,000 | Sep 30, 2021 | Nov 18, 2022 | 414 | Filing for Frank Kendall LDOS trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Sep 1, 2021 | Nov 18, 2022 | 443 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Jul 30, 2021 | Nov 18, 2022 | 476 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| LMLisa O. MonacoExecutive | LYFTLyft Inc. Class A | Sell | $50,001 – $100,000 | Jul 19, 2021 | Nov 18, 2022 | 487 | Filing for Lisa O. Monaco LYFT trade |
| LMLisa O. MonacoExecutive | VAWVanguard Materials ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VAW trade |
| LMLisa O. MonacoExecutive | VCITVanguard Intermediate-Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VCIT trade |
| LMLisa O. MonacoExecutive | VGTVanguard Information Tech ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VGT trade |
| LMLisa O. MonacoExecutive | VISVanguard Industrials ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VIS trade |
| LMLisa O. MonacoExecutive | VANGUARD DIVIDEND APPRECIATION ETFetf | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD DIVIDEND APPRECIATION ETF trade |
| LMLisa O. MonacoExecutive | VDCVanguard Consumer Staples ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VDC trade |
| LMLisa O. MonacoExecutive | XLFState Street Financial Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco XLF trade |
| LMLisa O. MonacoExecutive | SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPYG trade |
| LMLisa O. MonacoExecutive | XLPState Street Consumer Staples Select Sector SPDR ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco XLP trade |
| LMLisa O. MonacoExecutive | SCHWCharles Schwab Corporation (The) | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SCHW trade |
| LMLisa O. MonacoExecutive | ONLNProShares Online Retail ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ONLN trade |
| LMLisa O. MonacoExecutive | PSXPhillips 66 | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco PSX trade |
| LMLisa O. MonacoExecutive | SRVRPacer Data & Infrastructure Real Estate ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SRVR trade |
| LMLisa O. MonacoExecutive | MSFTMicrosoft Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco MSFT trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GROWTH FUND CL Yfund | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| LMLisa O. MonacoExecutive | LQDiShares iBoxx $ Investment Grade Corporate Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco LQD trade |
| LMLisa O. MonacoExecutive | ISHARES 3-7 YEAR TREASURY BOND ETF (IEI)bond | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ISHARES 3-7 YEAR TREASURY BOND ETF (IEI) trade |
| LMLisa O. MonacoExecutive | STIPiShares 0-5 Year TIPS Bond ETF | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco STIP trade |
| LMLisa O. MonacoExecutive | FIRST TRUST DOW JONES INTERNETstock | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco FIRST TRUST DOW JONES INTERNET trade |
| LMLisa O. MonacoExecutive | XLYState Street Consumer Discretionary Select Sector SPDR ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco XLY trade |
| LMLisa O. MonacoExecutive | COFCapital One Financial Corporation | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco COF trade |
| LMLisa O. MonacoExecutive | BBYBest Buy Co. Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco BBY trade |
| LMLisa O. MonacoExecutive | AVALONBAY CMMUN INC REIT (AVB)stock | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco AVALONBAY CMMUN INC REIT (AVB) trade |
| LMLisa O. MonacoExecutive | CORCencora Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco COR trade |
| LMLisa O. MonacoExecutive | MOAltria Group Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco MO trade |
| LMLisa O. MonacoExecutive | ALGER SMALL CAP FOCUS FUND CLASS Z (AGOZX)fund | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ALGER SMALL CAP FOCUS FUND CLASS Z (AGOZX) trade |
| LMLisa O. MonacoExecutive | CANCanaan Inc. ADR | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco CAN trade |
| LMLisa O. MonacoExecutive | XSOEWisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco XSOE trade |
| LMLisa O. MonacoExecutive | WELLS FARGO STRATEGIC MUNICIPALstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco WELLS FARGO STRATEGIC MUNICIPAL trade |
| LMLisa O. MonacoExecutive | WELLS FARGO SPECIAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco WELLS FARGO SPECIAL SMALL CAP trade |
| LMLisa O. MonacoExecutive | WELLS FARGO SPECIAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco WELLS FARGO SPECIAL SMALL CAP trade |
| LMLisa O. MonacoExecutive | VIRTUS KAR INTERNATIONAL SMALL CAPstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VIRTUS KAR INTERNATIONAL SMALL CAP trade |
| LMLisa O. MonacoExecutive | VANGUARD WORLD FD SHS ESG US STKetf | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG US STK trade |
| LMLisa O. MonacoExecutive | VANGUARD WORLD FD SHS ESG INTL STKetf | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG INTL STK trade |
| LMLisa O. MonacoExecutive | VANGUARD WORLD FD SHS ESG INTL STKetf | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco VANGUARD WORLD FD SHS ESG INTL STK trade |
| LMLisa O. MonacoExecutive | SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPSM trade |
| LMLisa O. MonacoExecutive | SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPSM trade |
| LMLisa O. MonacoExecutive | SPDR PORTFOLIO S&P 500 ETF (SPLG)etf | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPDR PORTFOLIO S&P 500 ETF (SPLG) trade |
| LMLisa O. MonacoExecutive | SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPMD trade |
| LMLisa O. MonacoExecutive | SPMDState Street SPDR Portfolio S&P 400 Mid Cap ETF | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPMD trade |
| LMLisa O. MonacoExecutive | SPEMState Street SPDR Portfolio Emerging Markets ETF | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SPEM trade |
| LMLisa O. MonacoExecutive | SMEAD VALUE FUND I1 CLASS (SVFFX)fund | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco SMEAD VALUE FUND I1 CLASS (SVFFX) trade |
| LMLisa O. MonacoExecutive | NEUBERGER BERMAN LARGE CAP VALUEstock | Buy | $50,001 – $100,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE trade |
| LMLisa O. MonacoExecutive | MAINSTAY MACKAY TAX FREE BONDstock | Buy | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco MAINSTAY MACKAY TAX FREE BOND trade |