| XBXavier BecerraExecutive | BONDPIMCO Active Bond Exchange-Traded Fund Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra BOND trade |
| XBXavier BecerraExecutive | MINTPIMCO Enhanced Short Maturity Active Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra MINT trade |
| XBXavier BecerraExecutive | IGSBiShares 1-5 Year Investment Grade Corporate Bond ETF | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra IGSB trade |
| XBXavier BecerraExecutive | CORPPIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra CORP trade |
| XBXavier BecerraExecutive | University of California, 457(b) plan: UC Pathway Fund 2020fund | Buy | $1,001 – $15,000 | Apr 1, 2021 | Nov 18, 2022 | 596 | Filing for Xavier Becerra University of California, 457(b) plan: UC Pathway Fund 2020 trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Apr 1, 2021 | Nov 18, 2022 | 596 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Oct 7, 2022 | Nov 15, 2022 | 39 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | NKENike Inc. | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 15, 2022 | 46 | Filing for Rahul Gupta NKE trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 30, 2022 | Nov 15, 2022 | 46 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 29, 2022 | Nov 15, 2022 | 47 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 27, 2022 | Nov 15, 2022 | 49 | Filing for Rahul Gupta KMB trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Sep 27, 2022 | Nov 15, 2022 | 49 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | AMZNAmazon.com Inc. | Buy | $1,001 – $15,000 | Sep 22, 2022 | Nov 15, 2022 | 54 | Filing for Rahul Gupta AMZN trade |
| RGRahul GuptaExecutive | KMBKimberly-Clark Corporation | Buy | $1,001 – $15,000 | Sep 14, 2022 | Nov 15, 2022 | 62 | Filing for Rahul Gupta KMB trade |
| AMAlejandro N. MayorkasExecutive | Russell US Strategic Equity Fund Class S Shares (RSESX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell US Strategic Equity Fund Class S Shares (RSESX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond Fund Class S Shares (RFCTX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell Strategic Bond Fund Class S Shares (RFCTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Investment Grade Bond Fund Class S Shares (RFATX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell Investment Grade Bond Fund Class S Shares (RFATX) trade |
| AMAlejandro N. MayorkasExecutive | Russell International Developed Markets Fund Class S Shares (RINTX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell International Developed Markets Fund Class S Shares (RINTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Small Cap Equity Fund Class S Shares (RLESX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell US Small Cap Equity Fund Class S Shares (RLESX) trade |
| AMAlejandro N. MayorkasExecutive | RussellEmerging Markets Fund Class S Shares (REMSX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas RussellEmerging Markets Fund Class S Shares (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit Fund Class S Shares (RGCSX)fund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit Fund Class S Shares (RGCSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Funds Multi Asset Growth Strategy Fundfund | Buy | $1,001 – $15,000 | Sep 8, 2021 | Nov 11, 2022 | 429 | Filing for Alejandro N. Mayorkas Russell Funds Multi Asset Growth Strategy Fund trade |
| AMAlejandro N. MayorkasExecutive | Russell US Strategic Equity Fund Class S Shares (RSESX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell US Strategic Equity Fund Class S Shares (RSESX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond Fund Class S Shares (RFCTX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell Strategic Bond Fund Class S Shares (RFCTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Investment Grade Bond Fund Class S Shares (RFATX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell Investment Grade Bond Fund Class S Shares (RFATX) trade |
| AMAlejandro N. MayorkasExecutive | Russell International Developed Markets Fund Class S Shares (RINTX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell International Developed Markets Fund Class S Shares (RINTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Small Cap Equity Fund Class S Shares (RLESX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell US Small Cap Equity Fund Class S Shares (RLESX) trade |
| AMAlejandro N. MayorkasExecutive | RussellEmerging Markets Fund Class S Shares (REMSX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas RussellEmerging Markets Fund Class S Shares (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit Fund Class S Shares (RGCSX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit Fund Class S Shares (RGCSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX)fund | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX) trade |
| AMAlejandro N. MayorkasExecutive | Goldman Sachs Financial Square Treasury Instruments Fund Institutional Class Shares (FTIXX)bond | Buy | $1,001 – $15,000 | Aug 6, 2021 | Nov 11, 2022 | 462 | Filing for Alejandro N. Mayorkas Goldman Sachs Financial Square Treasury Instruments Fund Institutional Class Shares (FTIXX) trade |
| AMAlejandro N. MayorkasExecutive | Pimco Commodity Real Returnstock | Buy | $1,001 – $15,000 | Aug 3, 2021 | Nov 11, 2022 | 465 | Filing for Alejandro N. Mayorkas Pimco Commodity Real Return trade |
| AMAlejandro N. MayorkasExecutive | Invesco Developing Markets Fund (ODVYX)fund | Buy | $1,001 – $15,000 | Aug 3, 2021 | Nov 11, 2022 | 465 | Filing for Alejandro N. Mayorkas Invesco Developing Markets Fund (ODVYX) trade |
| AMAlejandro N. MayorkasExecutive | Dodge & Cox Stock Fund (DODGX)fund | Buy | $1,001 – $15,000 | Aug 3, 2021 | Nov 11, 2022 | 465 | Filing for Alejandro N. Mayorkas Dodge & Cox Stock Fund (DODGX) trade |
| AMAlejandro N. MayorkasExecutive | Dodge & Cox Stock Fund (DODGX)fund | Buy | $1,001 – $15,000 | Aug 3, 2021 | Nov 11, 2022 | 465 | Filing for Alejandro N. Mayorkas Dodge & Cox Stock Fund (DODGX) trade |
| AMAlejandro N. MayorkasExecutive | Virtus Vontobel Emerging Marketsstock | Sell | $1,001 – $15,000 | Aug 3, 2021 | Nov 11, 2022 | 465 | Filing for Alejandro N. Mayorkas Virtus Vontobel Emerging Markets trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond Fund Class S Shares (RFCTX)fund | Buy | $1,001 – $15,000 | Jul 8, 2021 | Nov 11, 2022 | 491 | Filing for Alejandro N. Mayorkas Russell Strategic Bond Fund Class S Shares (RFCTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell International Developed Markets Fund Class S Shares (RINTX)fund | Buy | $1,001 – $15,000 | Jul 8, 2021 | Nov 11, 2022 | 491 | Filing for Alejandro N. Mayorkas Russell International Developed Markets Fund Class S Shares (RINTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Small Cap Equity Fund Class S Shares (RLESX)fund | Buy | $1,001 – $15,000 | Jul 8, 2021 | Nov 11, 2022 | 491 | Filing for Alejandro N. Mayorkas Russell US Small Cap Equity Fund Class S Shares (RLESX) trade |
| AMAlejandro N. MayorkasExecutive | RussellEmerging Markets Fund Class S Shares (REMSX)fund | Buy | $1,001 – $15,000 | Jul 8, 2021 | Nov 11, 2022 | 491 | Filing for Alejandro N. Mayorkas RussellEmerging Markets Fund Class S Shares (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit Fund Class S Shares (RGCSX)fund | Buy | $1,001 – $15,000 | Jul 8, 2021 | Nov 11, 2022 | 491 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit Fund Class S Shares (RGCSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX)fund | Buy | $1,001 – $15,000 | Jul 8, 2021 | Nov 11, 2022 | 491 | Filing for Alejandro N. Mayorkas Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Strategic Equity Fund Class Sfund | Buy | $15,001 – $50,000 | Jun 8, 2021 | Nov 11, 2022 | 521 | Filing for Alejandro N. Mayorkas Russell US Strategic Equity Fund Class S trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond Fund Class S Shares (RFCTX)fund | Buy | $1,001 – $15,000 | Jun 8, 2021 | Nov 11, 2022 | 521 | Filing for Alejandro N. Mayorkas Russell Strategic Bond Fund Class S Shares (RFCTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Investment Grade Bond Fund Class S Shares (RFATX)fund | Buy | $1,001 – $15,000 | Jun 8, 2021 | Nov 11, 2022 | 521 | Filing for Alejandro N. Mayorkas Russell Investment Grade Bond Fund Class S Shares (RFATX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Small Cap Equity Fund Class S Shares (RLESX)fund | Buy | $1,001 – $15,000 | Jun 8, 2021 | Nov 11, 2022 | 521 | Filing for Alejandro N. Mayorkas Russell US Small Cap Equity Fund Class S Shares (RLESX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit Fund Class S Shares (RGCSX)fund | Buy | $1,001 – $15,000 | Jun 8, 2021 | Nov 11, 2022 | 521 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit Fund Class S Shares (RGCSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX)fund | Buy | $1,001 – $15,000 | Jun 8, 2021 | Nov 11, 2022 | 521 | Filing for Alejandro N. Mayorkas Russell Multi-Asset Growth Strategy Fund Class S Shares (RMGSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Strategic Equity Fund Class S Shares (RSESX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell US Strategic Equity Fund Class S Shares (RSESX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond Fund Class S Shares (RFCTX)fund | Buy | $1,001 – $15,000 | May 6, 2021 | Nov 11, 2022 | 554 | Filing for Alejandro N. Mayorkas Russell Strategic Bond Fund Class S Shares (RFCTX) trade |