| LMLisa O. MonacoExecutive | AJGArthur J. Gallagher & Co. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco AJG trade |
| LMLisa O. MonacoExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco AAPL trade |
| LMLisa O. MonacoExecutive | ADIAnalog Devices Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ADI trade |
| LMLisa O. MonacoExecutive | AMGNAmgen Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco AMGN trade |
| LMLisa O. MonacoExecutive | AXPAmerican Express Company | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco AXP trade |
| LMLisa O. MonacoExecutive | AMZNAmazon.com Inc. | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco AMZN trade |
| LMLisa O. MonacoExecutive | GOOGLAlphabet Inc. Class A | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco GOOGL trade |
| LMLisa O. MonacoExecutive | GOOGAlphabet Inc. Class C | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco GOOG trade |
| LMLisa O. MonacoExecutive | BABAAlibaba Group Holding Limited ADR | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco BABA trade |
| LMLisa O. MonacoExecutive | APDAir Products and Chemicals Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco APD trade |
| LMLisa O. MonacoExecutive | ABBVAbbVie Inc. | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ABBV trade |
| LMLisa O. MonacoExecutive | ABTAbbott Laboratories | Sell | $1,001 – $15,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco ABT trade |
| LMLisa O. MonacoExecutive | NVDANVIDIA Corporation | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco NVDA trade |
| LMLisa O. MonacoExecutive | FBProShares S&P 500 Dynamic Buffer ETF | Sell | $15,001 – $50,000 | Jul 15, 2021 | Nov 18, 2022 | 491 | Filing for Lisa O. Monaco FB trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Jul 1, 2021 | Nov 18, 2022 | 505 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | Virginia Hospital Center, 401(k) planother | Buy | $50,001 – $100,000 | Jun 15, 2021 | Nov 18, 2022 | 521 | Filing for Xavier Becerra Virginia Hospital Center, 401(k) plan trade |
| XBXavier BecerraExecutive | Virginia Hospital Center, 401(k) plan: T. Roweother | Sell | $50,001 – $100,000 | Jun 15, 2021 | Nov 18, 2022 | 521 | Filing for Xavier Becerra Virginia Hospital Center, 401(k) plan: T. Rowe trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Jun 1, 2021 | Nov 18, 2022 | 535 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | University of California, 401(a) plan: UC Pathway Fund 2030fund | Buy | $1,001 – $15,000 | Apr 30, 2021 | Nov 18, 2022 | 567 | Filing for Xavier Becerra University of California, 401(a) plan: UC Pathway Fund 2030 trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: Morgan Stanley Institutional Fund Growth Portfolio - Class A (MSEGX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: Morgan Stanley Institutional Fund Growth Portfolio - Class A (MSEGX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: T. Rowe Price Global Stock Fund - Investor Class (PRGSX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: T. Rowe Price Global Stock Fund - Investor Class (PRGSX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: Parnassus Mid Cap Fund - Investor Shares (PARMX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: Parnassus Mid Cap Fund - Investor Shares (PARMX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: JPMorgan Large Cap Growth Fund - Class A (OLGAX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: JPMorgan Large Cap Growth Fund - Class A (OLGAX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: JPMorgan Equity Income Fund - Class A (OIEIX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: JPMorgan Equity Income Fund - Class A (OIEIX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: Janus Henderson Enterprise Fund - Class T (JAENX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: Janus Henderson Enterprise Fund - Class T (JAENX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: American Funds Washington Mutual Investors Fund - Class C (WSHCX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: American Funds Washington Mutual Investors Fund - Class C (WSHCX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: American Funds New Perspective Fund - Class C (NPFCX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: American Funds New Perspective Fund - Class C (NPFCX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: American Funds Capital World Growth & Income Fund - Class F-1 (CWGFX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: American Funds Capital World Growth & Income Fund - Class F-1 (CWGFX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #4: Eaton Vance Floating-Rate Advantage Fund - Class A (EAFAX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #4: Eaton Vance Floating-Rate Advantage Fund - Class A (EAFAX) trade |
| XBXavier BecerraExecutive | CORPPIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra CORP trade |
| XBXavier BecerraExecutive | MINTPIMCO Enhanced Short Maturity Active Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra MINT trade |
| XBXavier BecerraExecutive | BONDPIMCO Active Bond Exchange-Traded Fund Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra BOND trade |
| XBXavier BecerraExecutive | IYRiShares U.S. Real Estate ETF | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra IYR trade |
| XBXavier BecerraExecutive | IGSBiShares 1-5 Year Investment Grade Corporate Bond ETF | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra IGSB trade |
| XBXavier BecerraExecutive | IYRiShares U.S. Real Estate ETF | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra IYR trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: American Funds Capital World Growth & Income Fund - Class F-1 (CWGFX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: American Funds Capital World Growth & Income Fund - Class F-1 (CWGFX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: American Funds New Perspective Fund - Class F-1 (NPFFX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: American Funds New Perspective Fund - Class F-1 (NPFFX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: T. Rowe Price Global Stock Fund - Investor Class (PRGSX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: T. Rowe Price Global Stock Fund - Investor Class (PRGSX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: Parnassus Mid Cap Fund - Investor Shares (PARMX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: Parnassus Mid Cap Fund - Investor Shares (PARMX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: Janus Henderson Enterprise Fund - Class T (JAENX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: Janus Henderson Enterprise Fund - Class T (JAENX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: JPMorgan Equity Income Fund - Class A (OIEIX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: JPMorgan Equity Income Fund - Class A (OIEIX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: American Funds Washington Mutual Investors Fund - Class F-1 (WSHFX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: American Funds Washington Mutual Investors Fund - Class F-1 (WSHFX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: Glenmede Fund Quantitative U.S. Large Cap Growth Equity Portfolio - Advisor Class (GTLLX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: Glenmede Fund Quantitative U.S. Large Cap Growth Equity Portfolio - Advisor Class (GTLLX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: JPMorgan Large Cap Growth Fund - Class A (OLGAX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: JPMorgan Large Cap Growth Fund - Class A (OLGAX) trade |
| XBXavier BecerraExecutive | MINTPIMCO Enhanced Short Maturity Active Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra MINT trade |
| XBXavier BecerraExecutive | IGSBiShares 1-5 Year Investment Grade Corporate Bond ETF | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra IGSB trade |
| XBXavier BecerraExecutive | BONDPIMCO Active Bond Exchange-Traded Fund Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra BOND trade |
| XBXavier BecerraExecutive | CORPPIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra CORP trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: Eaton Vance Floating-Rate Advantage Fund - Class A (EAFAX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: Eaton Vance Floating-Rate Advantage Fund - Class A (EAFAX) trade |
| XBXavier BecerraExecutive | U.S. Brokerage Account #2: Morgan Stanley Institutional Fund Growth Portfolio - Class A (MSEGX)fund | Sell | $1,001 – $15,000 | Apr 8, 2021 | Nov 18, 2022 | 589 | Filing for Xavier Becerra U.S. Brokerage Account #2: Morgan Stanley Institutional Fund Growth Portfolio - Class A (MSEGX) trade |