| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | Emerging Markets Fund Institutional Class Shares (DEMIX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Emerging Markets Fund Institutional Class Shares (DEMIX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Sep 14, 2020 | Nov 10, 2021 | 422 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | Delaware Emerging Markets Fund Institutional Class Shares (DEMIX)fund | Buy | $1,001 – $15,000 | Sep 9, 2020 | Nov 10, 2021 | 427 | Filing for Mitchell M. Zais Delaware Emerging Markets Fund Institutional Class Shares (DEMIX) trade |
| MZMitchell M. ZaisExecutive | PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX)fund | Sell | $1,001 – $15,000 | Sep 8, 2020 | Nov 10, 2021 | 428 | Filing for Mitchell M. Zais PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX) trade |
| MZMitchell M. ZaisExecutive | PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX)fund | Sell | $1,001 – $15,000 | Sep 8, 2020 | Nov 10, 2021 | 428 | Filing for Mitchell M. Zais PIMCO RAEEmerging Markets Fund Institutional Class Shares (PEIFX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX) trade |
| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Aug 19, 2020 | Nov 10, 2021 | 448 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais Hartford Schroders Emerging Markets Equity Fund Class F Shares (HHHFX) trade |
| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA High Income Fund Institutional Class Shares (UIHIX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais USAA High Income Fund Institutional Class Shares (UIHIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Jul 31, 2020 | Nov 10, 2021 | 467 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | ISTBiShares Core 1-5 Year USD Bond ETF | Buy | $1,001 – $15,000 | Jul 24, 2020 | Nov 10, 2021 | 474 | Filing for Mitchell M. Zais ISTB trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Jul 22, 2020 | Nov 10, 2021 | 476 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Jul 22, 2020 | Nov 10, 2021 | 476 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jul 22, 2020 | Nov 10, 2021 | 476 | Filing for Mitchell M. Zais VTIP trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais AQR Small Cap Multi-Style Fund Class R6 Shares (QSERX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |