| MZMitchell M. ZaisExecutive | SGVTSchwab Government Money Market ETF | Buy | $1,001 – $15,000 | May 27, 2020 | Nov 10, 2021 | 532 | Filing for Mitchell M. Zais SGVT trade |
| MZMitchell M. ZaisExecutive | SGVTSchwab Government Money Market ETF | Buy | $1,001 – $15,000 | May 27, 2020 | Nov 10, 2021 | 532 | Filing for Mitchell M. Zais SGVT trade |
| MZMitchell M. ZaisExecutive | SGVTSchwab Government Money Market ETF | Buy | $15,001 – $50,000 | May 27, 2020 | Nov 10, 2021 | 532 | Filing for Mitchell M. Zais SGVT trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Growth & Income Fund Institutional Class Shares (UIGIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais USAA Growth & Income Fund Institutional Class Shares (UIGIX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Harding loevner intl equity portstock | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Harding loevner intl equity port trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs intnat sm capstock | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Goldman Sachs intnat sm cap trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R Shares (GETGX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R Shares (GETGX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Shares (UIINX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais USAA Income Fund Institutional Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio (HLMIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio (HLMIX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund (GICIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund (GICIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund (BCOIX)fund | Buy | $1,001 – $15,000 | May 18, 2020 | Nov 10, 2021 | 541 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund (BCOIX) trade |
| MZMitchell M. ZaisExecutive | BABoeing Company (The) | Sell | $1,001 – $15,000 | May 14, 2020 | Nov 10, 2021 | 545 | Filing for Mitchell M. Zais BA trade |
| MZMitchell M. ZaisExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | May 14, 2020 | Nov 10, 2021 | 545 | Filing for Mitchell M. Zais AAPL trade |
| MZMitchell M. ZaisExecutive | TAT&T Inc. | Buy | $1,001 – $15,000 | May 14, 2020 | Nov 10, 2021 | 545 | Filing for Mitchell M. Zais T trade |
| MZMitchell M. ZaisExecutive | AAPLApple Inc. | Sell | $1,001 – $15,000 | May 12, 2020 | Nov 10, 2021 | 547 | Filing for Mitchell M. Zais AAPL trade |
| MZMitchell M. ZaisExecutive | TAT&T Inc. | Buy | $1,001 – $15,000 | May 12, 2020 | Nov 10, 2021 | 547 | Filing for Mitchell M. Zais T trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class R5 Shares (AAIEX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class R5 Shares (AAIEX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Harding loevner intl equity portstock | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Harding loevner intl equity port trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs intnat sm capstock | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Goldman Sachs intnat sm cap trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Investor Class Shares (BCOSX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Investor Class Shares (BCOSX) trade |
| MZMitchell M. ZaisExecutive | American beacon intl equity ystock | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais American beacon intl equity y trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y (ABEYX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y (ABEYX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth and Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Vanguard Growth and Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Shares (UIINX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais USAA Income Fund Institutional Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfolio (HLMIX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio (HLMIX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund (GICIX)fund | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund (GICIX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy F (AHLIX)stock | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy F (AHLIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond (BCOIX)stock | Buy | $1,001 – $15,000 | May 6, 2020 | Nov 10, 2021 | 553 | Filing for Mitchell M. Zais Baird Core Plus Bond (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Sell | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Sell | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Apr 24, 2020 | Nov 10, 2021 | 565 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |