| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Jul 15, 2020 | Nov 10, 2021 | 483 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 24, 2020 | Nov 10, 2021 | 504 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 24, 2020 | Nov 10, 2021 | 504 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 24, 2020 | Nov 10, 2021 | 504 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX)fund | Sell | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais Russell Tax-Managed Real Assets Fund Class A Shares (RTXAX) trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | RTXRTX Corporation | Sell | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais RTX trade |
| MZMitchell M. ZaisExecutive | AVGOBroadcom Inc. | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais AVGO trade |
| MZMitchell M. ZaisExecutive | COPConocoPhillips | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais COP trade |
| MZMitchell M. ZaisExecutive | HSYThe Hershey Company | Buy | $1,001 – $15,000 | Jun 22, 2020 | Nov 10, 2021 | 506 | Filing for Mitchell M. Zais HSY trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | Harding Loevner International Equity Portfoliofund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Harding Loevner International Equity Portfolio trade |
| MZMitchell M. ZaisExecutive | AQR Style Premia Alternative Fund Class R6 Shares (QSPRX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais AQR Style Premia Alternative Fund Class R6 Shares (QSPRX) trade |
| MZMitchell M. ZaisExecutive | American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais American Beacon AHL Managed Futures Strategy Fund Class R5 Shares (AHLIX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Intermediate-Term Bond Fund Institutional Class Shares (UIITX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Shares (UIINX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais USAA Income Fund Institutional Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Jun 12, 2020 | Nov 10, 2021 | 516 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | Schwab Government Money Fund Sweep Class Shares (SWGXX)fund | Buy | $1,001 – $15,000 | May 27, 2020 | Nov 10, 2021 | 532 | Filing for Mitchell M. Zais Schwab Government Money Fund Sweep Class Shares (SWGXX) trade |
| MZMitchell M. ZaisExecutive | Schwab Government Money Fund Sweep Class Shares (SWGXX)fund | Buy | $1,001 – $15,000 | May 27, 2020 | Nov 10, 2021 | 532 | Filing for Mitchell M. Zais Schwab Government Money Fund Sweep Class Shares (SWGXX) trade |