| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Short-Term Bond Fund Institutional Class Shares (UISBX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais USAA Short-Term Bond Fund Institutional Class Shares (UISBX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Apr 21, 2020 | Nov 10, 2021 | 568 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais Goldman Sachs International Small Cap Insights Fund Class R6 Shares (GICUX) trade |
| MZMitchell M. ZaisExecutive | Vanguard Growth & Income Fund Admiral Shares (VGIAX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais Vanguard Growth & Income Fund Admiral Shares (VGIAX) trade |
| MZMitchell M. ZaisExecutive | USAA Income Fund Institutional Class Shares (UIINX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais USAA Income Fund Institutional Class Shares (UIINX) trade |
| MZMitchell M. ZaisExecutive | USAA Managed Allocation Fund (UMAFX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais USAA Managed Allocation Fund (UMAFX) trade |
| MZMitchell M. ZaisExecutive | Baird Core Plus Bond Fund Institutional Class Shares (BCOIX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais Baird Core Plus Bond Fund Institutional Class Shares (BCOIX) trade |
| MZMitchell M. ZaisExecutive | American Beacon International Equity Fund Class Y Shares (ABEYX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais American Beacon International Equity Fund Class Y Shares (ABEYX) trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | International Equity Portfolio Institutional Class Z Shares (HLIZX)fund | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais International Equity Portfolio Institutional Class Z Shares (HLIZX) trade |
| MZMitchell M. ZaisExecutive | IEFAiShares Core MSCI EAFE ETF | Sell | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais IEFA trade |
| MZMitchell M. ZaisExecutive | EMBiShares J.P. Morgan USD Emerging Markets Bond ETF | Buy | $1,001 – $15,000 | Apr 3, 2020 | Nov 10, 2021 | 586 | Filing for Mitchell M. Zais EMB trade |
| MZMitchell M. ZaisExecutive | WECWEC Energy Group Inc. | Sell | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais WEC trade |
| MZMitchell M. ZaisExecutive | DGXQuest Diagnostics Incorporated | Sell | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais DGX trade |
| MZMitchell M. ZaisExecutive | TSNTyson Foods Inc. | Buy | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais TSN trade |
| MZMitchell M. ZaisExecutive | TRVThe Travelers Companies Inc. | Buy | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais TRV trade |
| MZMitchell M. ZaisExecutive | EXCExelon Corporation | Buy | $1,001 – $15,000 | Apr 2, 2020 | Nov 10, 2021 | 587 | Filing for Mitchell M. Zais EXC trade |
| MZMitchell M. ZaisExecutive | IEFAiShares Core MSCI EAFE ETF | Buy | $1,001 – $15,000 | Mar 26, 2020 | Nov 10, 2021 | 594 | Filing for Mitchell M. Zais IEFA trade |
| MZMitchell M. ZaisExecutive | Victory Sycamore Established Value Fund Class R6 Shares (VEVRX)fund | Buy | $1,001 – $15,000 | Mar 25, 2020 | Nov 10, 2021 | 595 | Filing for Mitchell M. Zais Victory Sycamore Established Value Fund Class R6 Shares (VEVRX) trade |
| MZMitchell M. ZaisExecutive | USAA High Income Fund INSTL (UIHIX)fund | Buy | $1,001 – $15,000 | Mar 25, 2020 | Nov 10, 2021 | 595 | Filing for Mitchell M. Zais USAA High Income Fund INSTL (UIHIX) trade |
| MZMitchell M. ZaisExecutive | IEFiShares 7-10 Year Treasury Bond ETF | Sell | $1,001 – $15,000 | Mar 21, 2020 | Nov 10, 2021 | 599 | Filing for Mitchell M. Zais IEF trade |
| MZMitchell M. ZaisExecutive | AQR Small Cap Multi Style FD CL (QSMLX)fund | Sell | $1,001 – $15,000 | Mar 19, 2020 | Nov 10, 2021 | 601 | Filing for Mitchell M. Zais AQR Small Cap Multi Style FD CL (QSMLX) trade |
| MZMitchell M. ZaisExecutive | Disney walt co discretionstock | Buy | $1,001 – $15,000 | Oct 29, 2019 | Nov 10, 2021 | 743 | Filing for Mitchell M. Zais Disney walt co discretion trade |
| MZMitchell M. ZaisExecutive | Cbs corp new cl b discretionstock | Sell | $1,001 – $15,000 | Oct 29, 2019 | Nov 10, 2021 | 743 | Filing for Mitchell M. Zais Cbs corp new cl b discretion trade |
| MZMitchell M. ZaisExecutive | BABoeing Company (The) | Buy | $1,001 – $15,000 | Oct 29, 2019 | Nov 10, 2021 | 743 | Filing for Mitchell M. Zais BA trade |
| MZMitchell M. ZaisExecutive | Bristol-meyers squibb co comstock | Buy | $1,001 – $15,000 | Oct 29, 2019 | Nov 10, 2021 | 743 | Filing for Mitchell M. Zais Bristol-meyers squibb co com trade |
| MZMitchell M. ZaisExecutive | JNJJohnson & Johnson | Sell | $1,001 – $15,000 | Sep 4, 2019 | Nov 10, 2021 | 798 | Filing for Mitchell M. Zais JNJ trade |
| MZMitchell M. ZaisExecutive | Essex Rental Corporation - Common Stock (ESSX)stock | Buy | $1,001 – $15,000 | Sep 4, 2019 | Nov 10, 2021 | 798 | Filing for Mitchell M. Zais Essex Rental Corporation - Common Stock (ESSX) trade |
| MZMitchell M. ZaisExecutive | AMGNAmgen Inc. | Buy | $1,001 – $15,000 | Sep 4, 2019 | Nov 10, 2021 | 798 | Filing for Mitchell M. Zais AMGN trade |
| MZMitchell M. ZaisExecutive | INTUIntuit Inc. | Sell | $1,001 – $15,000 | Sep 4, 2019 | Nov 10, 2021 | 798 | Filing for Mitchell M. Zais INTU trade |
| MZMitchell M. ZaisExecutive | JNJJohnson & Johnson | Sell | $1,001 – $15,000 | Aug 30, 2019 | Nov 10, 2021 | 803 | Filing for Mitchell M. Zais JNJ trade |
| MZMitchell M. ZaisExecutive | INTUIntuit Inc. | Sell | $1,001 – $15,000 | Aug 30, 2019 | Nov 10, 2021 | 803 | Filing for Mitchell M. Zais INTU trade |
| MZMitchell M. ZaisExecutive | Essex Rental Corporation - Common Stock (ESSX)stock | Buy | $1,001 – $15,000 | Aug 30, 2019 | Nov 10, 2021 | 803 | Filing for Mitchell M. Zais Essex Rental Corporation - Common Stock (ESSX) trade |
| MZMitchell M. ZaisExecutive | AMGNAmgen Inc. | Buy | $1,001 – $15,000 | Aug 30, 2019 | Nov 10, 2021 | 803 | Filing for Mitchell M. Zais AMGN trade |
| MZMitchell M. ZaisExecutive | MTBM&T Bank Corporation | Buy | $1,001 – $15,000 | Jul 12, 2019 | Nov 10, 2021 | 852 | Filing for Mitchell M. Zais MTB trade |
| MZMitchell M. ZaisExecutive | BAXBaxter International Inc. | Buy | $1,001 – $15,000 | Jul 12, 2019 | Nov 10, 2021 | 852 | Filing for Mitchell M. Zais BAX trade |
| MZMitchell M. ZaisExecutive | NEENextEra Energy Inc. | Sell | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais NEE trade |
| MZMitchell M. ZaisExecutive | LMTLockheed Martin Corporation | Sell | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais LMT trade |
| MZMitchell M. ZaisExecutive | TAT&T Inc. | Sell | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais T trade |
| MZMitchell M. ZaisExecutive | CMCSAComcast Corporation Class A | Sell | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais CMCSA trade |
| MZMitchell M. ZaisExecutive | ORCLOracle Corporation | Buy | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais ORCL trade |
| MZMitchell M. ZaisExecutive | ITWIllinois Tool Works Inc. | Buy | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais ITW trade |
| MZMitchell M. ZaisExecutive | CMICummins Inc. | Buy | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais CMI trade |
| MZMitchell M. ZaisExecutive | AXPAmerican Express Company | Buy | $1,001 – $15,000 | Jul 11, 2019 | Nov 10, 2021 | 853 | Filing for Mitchell M. Zais AXP trade |
| MZMitchell M. ZaisExecutive | RTXRTX Corporation | Sell | $1,001 – $15,000 | Jul 10, 2019 | Nov 10, 2021 | 854 | Filing for Mitchell M. Zais RTX trade |