Who Owns Capital Southwest Stock?
NASDAQ: CSWCConsumer DiscretionaryTextilesUSD
Market open · Delayed 15 min · as of Oct 9, 2:59 PM ET
Ownership breakdown
- Held by institutions
- 29.12%
- Held by insiders
- 2.78%
- Institutional holders
- 221
- Institutions 29.1%
- Insiders 2.8%
- Public and other 68.1%
Who owns Capital Southwest stock?
Institutional investors own about 29.1% of Capital Southwest's shares, spread across 221 institutions that file 13F reports. That level of institutional ownership is relatively low, leaving more of the stock with retail investors and insiders. Insiders, including executives, directors and large founding shareholders, hold 2.78% of CSWC.
The largest institutional holders are Van Eck Associates Corporation (2.40%), UBS Group AG (1.91%) and Two Sigma Investments, LP (1.85%). Together, the top 10 institutions control 12.7% of shares outstanding. In their latest filings, 6 of the top 10 institutions increased their CSWC positions and 4 reduced them.
Summary generated from market data by MetaCap's automated system. Methodology
Top institutional holders of CSWC
| Institution | Shares | % Held | Change |
|---|---|---|---|
| Van Eck Associates Corporation | 1.53M | 2.40% | +35.4% |
| UBS Group AG | 1.22M | 1.91% | +42.6% |
| Two Sigma Investments, LP | 1.18M | 1.85% | -49.8% |
| Sound Income Strategies, LLC | 934.32K | 1.47% | +3.4% |
| Sanders Morris Harris LLC | 759.99K | 1.19% | -31.6% |
| Empowered Funds, LLC | 525.70K | 0.82% | -15.1% |
| Empirical Finance, LLC | 525.50K | 0.82% | -15.1% |
| Legal & General Group PLC | 499.71K | 0.78% | +12.8% |
| Cetera Investment Advisers | 490.93K | 0.77% | +8.4% |
| Muzinich & Co., Inc. | 435.91K | 0.68% | +2.3% |
% held is the share of total shares outstanding. Change is the percentage change in the position since the holder's previous 13F filing.
Top mutual fund and ETF holders of CSWC
| Fund | Shares | % Held |
|---|---|---|
| VanEck ETF Trust-VanEck BDC Income ETF | 1.21M | 1.91% |
| EA Series Trust-Militia Long/Short Equity ETF | 554.98K | 0.87% |
| Putnam ETF Trust-Putnam BDC Income ETF | 383.55K | 0.60% |
| GraniteShares ETF Trust-GraniteShares HIPS US High Income ETF | 126.44K | 0.20% |
| First TRT Exch-Trd Fd. VIII-FT Confluence BDC & Specialty Finance Inco | 67.01K | 0.11% |
| MUTUAL FUND SERIES TRUST-Catalyst/SMH Total Return Income Fund | 49.00K | 0.08% |
| Invesco Exch-Trd Fd. TRT-Invesco Global Listed Private Eqy. ETF | 24.05K | 0.04% |
| ETFis Series Trust I-Virtus Private Credit Strategy ETF | 16.17K | 0.03% |
| Fidelity Concord Street Trust-Fidelity Nasdaq Composite Index Fund | 11.25K | 0.02% |
| ProShares Trust-ProShares Global Listed Private Equity ETF | 10.74K | 0.02% |
Frequently asked questions
Who is the largest shareholder of Capital Southwest?
Van Eck Associates Corporation is the largest institutional shareholder of CSWC, owning 2.40% of shares outstanding (1.53M shares) as of its latest 13F filing.
What percentage of Capital Southwest is owned by institutions?
Institutions own about 29.1% of CSWC shares and 30.0% of the public float.
How much of Capital Southwest do insiders own?
Insiders, such as officers and directors, own about 2.78% of CSWC shares outstanding.
Where does institutional ownership data come from?
Investment managers with more than $100 million in US equities must file Form 13F with the SEC within 45 days of each quarter-end. Holdings are therefore up to about 4.5 months old when published.