Who Owns PhenixFIN Stock?
NASDAQ: PFXFinancial ServicesAsset ManagementUSD
At close: Oct 6, 4:00 PM ET · Delayed 15 min
Ownership breakdown
- Held by institutions
- 17.13%
- Held by insiders
- 28.05%
- Institutional holders
- 12
- Institutions 17.1%
- Insiders 28.0%
- Public and other 54.8%
Who owns PhenixFIN stock?
Institutional investors own about 17.1% of PhenixFIN's shares, spread across 12 institutions that file 13F reports. That level of institutional ownership is relatively low, leaving more of the stock with retail investors and insiders. Insiders, including executives, directors and large founding shareholders, hold 28.05% of PFX.
The largest institutional holders are Adalta Capital Management LLC (9.14%), American Financial Group Inc. (3.33%) and Morgan Stanley (2.82%). Together, the top 10 institutions control 17.1% of shares outstanding. In their latest filings, 2 of the top 10 institutions increased their PFX positions and 3 reduced them.
Summary generated from market data by MetaCap's automated system. Methodology
Top institutional holders of PFX
| Institution | Shares | % Held | Change |
|---|---|---|---|
| Adalta Capital Management LLC | 176.57K | 9.14% | +0.6% |
| American Financial Group Inc. | 64.33K | 3.33% | 0.0% |
| Morgan Stanley | 54.46K | 2.82% | -0.9% |
| Bulldog Investors, LLP | 19.22K | 1.00% | 0.0% |
| Legal & General Group PLC | 15.14K | 0.78% | 0.0% |
| Osaic Holdings Inc. | 400 | 0.02% | 0.0% |
| Allworth Financial LP | 286 | 0.01% | 0.0% |
| Wells Fargo & Company | 250 | 0.01% | -0.4% |
| UBS Group AG | 130 | 0.01% | -73.4% |
| IFG Advisory, LLC | 7 | 0.00% | +100.0% |
% held is the share of total shares outstanding. Change is the percentage change in the position since the holder's previous 13F filing.
Top mutual fund and ETF holders of PFX
| Fund | Shares | % Held |
|---|---|---|
| High Income Securities Fund | 19.22K | 1.00% |
| Fidelity Concord Street Trust-Fidelity Nasdaq Composite Index Fund | 762 | 0.04% |
Frequently asked questions
Who is the largest shareholder of PhenixFIN?
Adalta Capital Management LLC is the largest institutional shareholder of PFX, owning 9.14% of shares outstanding (176.57K shares) as of its latest 13F filing.
What percentage of PhenixFIN is owned by institutions?
Institutions own about 17.1% of PFX shares and 23.8% of the public float.
How much of PhenixFIN do insiders own?
Insiders, such as officers and directors, own about 28.05% of PFX shares outstanding.
Where does institutional ownership data come from?
Investment managers with more than $100 million in US equities must file Form 13F with the SEC within 45 days of each quarter-end. Holdings are therefore up to about 4.5 months old when published.