Who Owns Prospect Capital Stock?
NASDAQ: PSECFinanceFinance: Consumer ServicesUSD
At close: Oct 9, 4:00 PM ET · Delayed 15 min
Ownership breakdown
- Held by institutions
- 18.27%
- Held by insiders
- 25.93%
- Institutional holders
- 237
- Institutions 18.3%
- Insiders 25.9%
- Public and other 55.8%
Who owns Prospect Capital stock?
Institutional investors own about 18.3% of Prospect Capital's shares, spread across 237 institutions that file 13F reports. That level of institutional ownership is relatively low, leaving more of the stock with retail investors and insiders. Insiders, including executives, directors and large founding shareholders, hold 25.93% of PSEC.
The largest institutional holders are Private Management Group, Inc. (3.85%), Two Sigma Investments, LP (2.64%) and Van Eck Associates Corporation (1.81%). Together, the top 10 institutions control 13.0% of shares outstanding. In their latest filings, 6 of the top 10 institutions increased their PSEC positions and 3 reduced them.
Summary generated from market data by MetaCap's automated system. Methodology
Top institutional holders of PSEC
| Institution | Shares | % Held | Change |
|---|---|---|---|
| Private Management Group, Inc. | 20.53M | 3.85% | +51.7% |
| Two Sigma Investments, LP | 14.08M | 2.64% | -11.2% |
| Van Eck Associates Corporation | 9.69M | 1.81% | +32.7% |
| UBS Group AG | 6.63M | 1.24% | +21.2% |
| Legal & General Group PLC | 4.03M | 0.76% | +10.8% |
| Gendell, Jeffrey L. | 4.01M | 0.75% | 0.0% |
| Marshall Wace LLP | 3.07M | 0.57% | -35.4% |
| Morgan Stanley | 2.69M | 0.50% | +9.6% |
| Independent Financial Group, LLC | 2.49M | 0.47% | -28.2% |
| Susquehanna International Group, LLP | 2.25M | 0.42% | +32.0% |
% held is the share of total shares outstanding. Change is the percentage change in the position since the holder's previous 13F filing.
Top mutual fund and ETF holders of PSEC
| Fund | Shares | % Held |
|---|---|---|
| VanEck ETF Trust-VanEck BDC Income ETF | 7.25M | 1.36% |
| GraniteShares ETF Trust-GraniteShares HIPS US High Income ETF | 1.09M | 0.21% |
| ETFis Series Trust I-Virtus Private Credit Strategy ETF | 428.61K | 0.08% |
| Blackstone Alternative Investment Fd.s-Blackstone Alternative Multi-St | 88.50K | 0.02% |
| ProShares Trust-ProShares Global Listed Private Equity ETF | 66.26K | 0.01% |
Frequently asked questions
Who is the largest shareholder of Prospect Capital?
Private Management Group, Inc. is the largest institutional shareholder of PSEC, owning 3.85% of shares outstanding (20.53M shares) as of its latest 13F filing.
What percentage of Prospect Capital is owned by institutions?
Institutions own about 18.3% of PSEC shares and 24.7% of the public float.
How much of Prospect Capital do insiders own?
Insiders, such as officers and directors, own about 25.93% of PSEC shares outstanding.
Where does institutional ownership data come from?
Investment managers with more than $100 million in US equities must file Form 13F with the SEC within 45 days of each quarter-end. Holdings are therefore up to about 4.5 months old when published.