Who Owns Tri Continental Stock?
NYSE: TYFinanceFinance CompaniesUSD
At close: Oct 9, 4:00 PM ET · Delayed 15 min
Ownership breakdown
- Held by institutions
- 14.07%
- Held by insiders
- 0.00%
- Institutional holders
- 173
- Institutions 14.1%
- Insiders 0.0%
- Public and other 85.9%
Who owns Tri Continental stock?
Institutional investors own about 14.1% of Tri Continental's shares, spread across 173 institutions that file 13F reports. That level of institutional ownership is relatively low, leaving more of the stock with retail investors and insiders. Insiders, including executives, directors and large founding shareholders, hold 0.00% of TY.
The largest institutional holders are Saba Capital Management, L.P. (1.30%), Lazard Asset Management LLC (1.26%) and Morgan Stanley (1.02%). Together, the top 10 institutions control 7.1% of shares outstanding. In their latest filings, 3 of the top 10 institutions increased their TY positions and 7 reduced them.
Summary generated from market data by MetaCap's automated system. Methodology
Top institutional holders of TY
| Institution | Shares | % Held | Change |
|---|---|---|---|
| Saba Capital Management, L.P. | 689.73K | 1.30% | -6.2% |
| Lazard Asset Management LLC | 671.05K | 1.26% | +30.4% |
| Morgan Stanley | 543.36K | 1.02% | -1.9% |
| Allspring Global Investments Holdings, LLC | 445.61K | 0.84% | +21.8% |
| Blue Bell Private Wealth Management, LLC | 429.90K | 0.81% | -0.0% |
| Raymond James Financial, Inc. | 249.34K | 0.47% | -4.5% |
| UBS Group AG | 226.34K | 0.43% | +6.1% |
| Focus Partners Wealth | 187.43K | 0.35% | -5.7% |
| UMB Bank NA/MO | 163.81K | 0.31% | -7.9% |
| Uncommon Cents Investing LLC | 159.03K | 0.30% | -0.4% |
% held is the share of total shares outstanding. Change is the percentage change in the position since the holder's previous 13F filing.
Top mutual fund and ETF holders of TY
| Fund | Shares | % Held |
|---|---|---|
| Exchange Listed Funds Trust-Saba Closed-End Funds ETF | 269.45K | 0.51% |
| First TRT Exch-Trd Fd. VIII-First TRT Income Opportunities ETF | 62.74K | 0.12% |
| Thrivent Mutual Funds-Thrivent Multisector Bond Fund | 8.11K | 0.02% |
| Thrivent Mutual Funds-Thrivent Conservative Allocation Fund | 3.31K | 0.01% |
| Thrivent Series Fund, Inc.-Thrivent Conservative Allocation Portfolio | 2.04K | 0.00% |
| Thrivent Series Fund, Inc.-Thrivent Multisector Bond Portfolio | 1.58K | 0.00% |
| Thrivent Mutual Funds-Thrivent Dynamic Allocation Fund | 1.10K | 0.00% |
| Thrivent Series Fund, Inc.-Thrivent Dynamic Allocation Portfolio | 889 | 0.00% |
| Rydex Variable Trust-Multi-Hedge Strategies Fund | 521 | 0.00% |
| Rydex Series Funds-Guggenheim Multi-Hedge Strategies Fund | 186 | 0.00% |
Frequently asked questions
Who is the largest shareholder of Tri Continental?
Saba Capital Management, L.P. is the largest institutional shareholder of TY, owning 1.30% of shares outstanding (689.73K shares) as of its latest 13F filing.
What percentage of Tri Continental is owned by institutions?
Institutions own about 14.1% of TY shares and 14.1% of the public float.
How much of Tri Continental do insiders own?
Insiders, such as officers and directors, own about 0.00% of TY shares outstanding.
Where does institutional ownership data come from?
Investment managers with more than $100 million in US equities must file Form 13F with the SEC within 45 days of each quarter-end. Holdings are therefore up to about 4.5 months old when published.