| NFNuria FernandezExecutive | CSLLY - CSL LTDstock | Sell | $1,001 – $15,000 | Aug 4, 2023 | Oct 26, 2023 | 83 | Filing for Nuria Fernandez CSLLY - CSL LTD trade |
| SDStacey DixonExecutive | Capital World Growth & Income Fund Class F2 Shares (WGIFX)fund | Sell | $1,001 – $15,000 | Dec 19, 2022 | Oct 7, 2023 | 292 | Filing for Stacey Dixon Capital World Growth & Income Fund Class F2 Shares (WGIFX) trade |
| SDStacey DixonExecutive | AOAiShares Core 80/20 Aggressive Allocation ETF | Buy | $1,001 – $15,000 | Dec 19, 2022 | Oct 7, 2023 | 292 | Filing for Stacey Dixon AOA trade |
| SDStacey DixonExecutive | American Balanced Fund Class F2 Shares (AMBFX)fund | Sell | $1,001 – $15,000 | Jul 28, 2022 | Oct 7, 2023 | 436 | Filing for Stacey Dixon American Balanced Fund Class F2 Shares (AMBFX) trade |
| SDStacey DixonExecutive | American Funds Multi-Sector Income Fund Class F2 Shares (MIAYX)fund | Buy | $1,001 – $15,000 | Jul 28, 2022 | Oct 7, 2023 | 436 | Filing for Stacey Dixon American Funds Multi-Sector Income Fund Class F2 Shares (MIAYX) trade |
| JGJennifer GranholmExecutive | Janus Henderson Research Fund (JNRFX)fund | Sell | $15,001 – $50,000 | Aug 30, 2023 | Sep 26, 2023 | 27 | Filing for Jennifer Granholm Janus Henderson Research Fund (JNRFX) trade |
| JGJennifer GranholmExecutive | iShares 0-3 Month Treasury Bond ETF iShares 0-3 Month Treasury Bond ETF (SGOV)bond | Buy | $15,001 – $50,000 | Aug 18, 2023 | Sep 26, 2023 | 39 | Filing for Jennifer Granholm iShares 0-3 Month Treasury Bond ETF iShares 0-3 Month Treasury Bond ETF (SGOV) trade |
| JGJennifer GranholmExecutive | iShares 0-3 Month Treasury Bond ETF iShares 0-3bond | Buy | $50,001 – $100,000 | Aug 18, 2023 | Sep 26, 2023 | 39 | Filing for Jennifer Granholm iShares 0-3 Month Treasury Bond ETF iShares 0-3 trade |
| JGJennifer GranholmExecutive | JVALJPMorgan U.S. Value Factor ETF | Sell | $15,001 – $50,000 | Aug 8, 2023 | Sep 26, 2023 | 49 | Filing for Jennifer Granholm JVAL trade |
| WSWendy R. ShermanExecutive | MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%bond | Buy | $1,001 – $15,000 | Apr 20, 2023 | Sep 26, 2023 | 159 | Filing for Wendy R. Sherman MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000% trade |
| WSWendy R. ShermanExecutive | MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000%bond | Buy | $1,001 – $15,000 | Apr 20, 2023 | Sep 26, 2023 | 159 | Filing for Wendy R. Sherman MASSACHUSETTS ST WTR RES AUTH GREEN Coupon Rate 5.000% trade |
| WSWendy R. ShermanExecutive | Weston Mass Genl Obligbond | Buy | $1,001 – $15,000 | Dec 15, 2022 | Sep 26, 2023 | 285 | Filing for Wendy R. Sherman Weston Mass Genl Oblig trade |
| WSWendy R. ShermanExecutive | Massachusetts St Consolidated LN Genl Obligbond | Buy | $15,001 – $50,000 | Nov 29, 2022 | Sep 26, 2023 | 301 | Filing for Wendy R. Sherman Massachusetts St Consolidated LN Genl Oblig trade |
| WSWendy R. ShermanExecutive | United States Treasury Billbond | Buy | $50,001 – $100,000 | Nov 3, 2022 | Sep 26, 2023 | 327 | Filing for Wendy R. Sherman United States Treasury Bill trade |
| WSWendy R. ShermanExecutive | United States Treasury Billbond | Buy | $50,001 – $100,000 | Nov 3, 2022 | Sep 26, 2023 | 327 | Filing for Wendy R. Sherman United States Treasury Bill trade |
| WSWendy R. ShermanExecutive | United States Treasury Billbond | Buy | $50,001 – $100,000 | Nov 3, 2022 | Sep 26, 2023 | 327 | Filing for Wendy R. Sherman United States Treasury Bill trade |
| WSWendy R. ShermanExecutive | SCWAB U.S. LARGE-CAP VALUEstock | Buy | $1,001 – $15,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman SCWAB U.S. LARGE-CAP VALUE trade |
| WSWendy R. ShermanExecutive | ISHARES CORE TOTAL BOND ETFetf | Buy | $1,001 – $15,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman ISHARES CORE TOTAL BOND ETF trade |
| WSWendy R. ShermanExecutive | CONS STAPLES SEL SECT SPDR FDetf | Buy | $1,001 – $15,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman CONS STAPLES SEL SECT SPDR FD trade |
| WSWendy R. ShermanExecutive | iShares Core Total USD Bond Market ETFetf | Buy | $15,001 – $50,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman iShares Core Total USD Bond Market ETF trade |
| WSWendy R. ShermanExecutive | VANGUARD SHORT TERM BNDstock | Buy | $1,001 – $15,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman VANGUARD SHORT TERM BND trade |
| WSWendy R. ShermanExecutive | AGGiShares Core U.S. Aggregate Bond ETF | Sell | $50,001 – $100,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman AGG trade |
| WSWendy R. ShermanExecutive | ISHARES 3-7 YR Treasury BD EFTetf | Buy | $50,001 – $100,000 | Sep 30, 2022 | Sep 26, 2023 | 361 | Filing for Wendy R. Sherman ISHARES 3-7 YR Treasury BD EFT trade |
| WSWendy R. ShermanExecutive | New Bedford Mass Genl Obligbond | Buy | $100,001 – $250,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman New Bedford Mass Genl Oblig trade |
| WSWendy R. ShermanExecutive | TCHPT. Rowe Price Blue Chip Growth ETF | Sell | $1,001 – $15,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman TCHP trade |
| WSWendy R. ShermanExecutive | AQR MNGD FUTURES STRAT 1other | Sell | $15,001 – $50,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman AQR MNGD FUTURES STRAT 1 trade |
| WSWendy R. ShermanExecutive | AQR MNGD FUTURES STRAT 1other | Sell | $1,001 – $15,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman AQR MNGD FUTURES STRAT 1 trade |
| WSWendy R. ShermanExecutive | TCHPT. Rowe Price Blue Chip Growth ETF | Sell | $1,001 – $15,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman TCHP trade |
| WSWendy R. ShermanExecutive | AQR MNGD FUTURES STRAT 1other | Sell | $15,001 – $50,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman AQR MNGD FUTURES STRAT 1 trade |
| WSWendy R. ShermanExecutive | WCM FOCUSED INTL GWTH INSTstock | Sell | $1,001 – $15,000 | Sep 29, 2022 | Sep 26, 2023 | 362 | Filing for Wendy R. Sherman WCM FOCUSED INTL GWTH INST trade |
| WSWendy R. ShermanExecutive | Massachusetts St Dev Fin Agy Revbond | Sell | $100,001 – $250,000 | Sep 21, 2022 | Sep 26, 2023 | 370 | Filing for Wendy R. Sherman Massachusetts St Dev Fin Agy Rev trade |
| WSWendy R. ShermanExecutive | Quincy Mass Genl Oblig Ser-Cbond | Buy | $50,001 – $100,000 | Sep 15, 2022 | Sep 26, 2023 | 376 | Filing for Wendy R. Sherman Quincy Mass Genl Oblig Ser-C trade |
| WSWendy R. ShermanExecutive | Massachusetts St Transn Fd Revbond | Sell | $50,001 – $100,000 | Sep 13, 2022 | Sep 26, 2023 | 378 | Filing for Wendy R. Sherman Massachusetts St Transn Fd Rev trade |
| WSWendy R. ShermanExecutive | MASSACHUSETTS ST WTR RES AUTHbond | Buy | $50,001 – $100,000 | Aug 5, 2022 | Sep 26, 2023 | 417 | Filing for Wendy R. Sherman MASSACHUSETTS ST WTR RES AUTH trade |
| WSWendy R. ShermanExecutive | Orange Mass Genl Obligbond | Buy | $1,001 – $15,000 | Mar 3, 2022 | Sep 26, 2023 | 572 | Filing for Wendy R. Sherman Orange Mass Genl Oblig trade |
| WSWendy R. ShermanExecutive | SPSMState Street SPDR Portfolio S&P 600 Small Cap ETF | Sell | $1,001 – $15,000 | Feb 2, 2022 | Sep 26, 2023 | 601 | Filing for Wendy R. Sherman SPSM trade |
| WSWendy R. ShermanExecutive | iShares Core Total USD Bond Market ETFetf | Sell | $1,001 – $15,000 | Feb 2, 2022 | Sep 26, 2023 | 601 | Filing for Wendy R. Sherman iShares Core Total USD Bond Market ETF trade |
| WSWendy R. ShermanExecutive | WCM Focused Intl GWTH Inststock | Sell | $1,001 – $15,000 | Feb 1, 2022 | Sep 26, 2023 | 602 | Filing for Wendy R. Sherman WCM Focused Intl GWTH Inst trade |
| WSWendy R. ShermanExecutive | Invesco Premier Inststock | Sell | $1,001 – $15,000 | Feb 1, 2022 | Sep 26, 2023 | 602 | Filing for Wendy R. Sherman Invesco Premier Inst trade |
| WSWendy R. ShermanExecutive | Massachusetts ST WTR RES AUTH GREENbond | Buy | $15,001 – $50,000 | Jan 4, 2022 | Sep 26, 2023 | 630 | Filing for Wendy R. Sherman Massachusetts ST WTR RES AUTH GREEN trade |
| NFNuria FernandezExecutive | ATEYY - ADVANTEST CORPORATION AMERICAN DEPOSITARYstock | Buy | $1,001 – $15,000 | Jul 19, 2023 | Sep 23, 2023 | 66 | Filing for Nuria Fernandez ATEYY - ADVANTEST CORPORATION AMERICAN DEPOSITARY trade |
| NFNuria FernandezExecutive | MSMorgan Stanley | Buy | $1,001 – $15,000 | Jul 11, 2023 | Sep 23, 2023 | 74 | Filing for Nuria Fernandez MS trade |
| NFNuria FernandezExecutive | ABBVAbbVie Inc. | Sell | $1,001 – $15,000 | Jul 11, 2023 | Sep 23, 2023 | 74 | Filing for Nuria Fernandez ABBV trade |
| NFNuria FernandezExecutive | CMPGY- COMPASS GROUP PLCstock | Buy | $1,001 – $15,000 | Jun 29, 2023 | Sep 23, 2023 | 86 | Filing for Nuria Fernandez CMPGY- COMPASS GROUP PLC trade |
| AAAdewale AdeyemoExecutive | BlackRock LifePath Index 2050 Fund Investorfund | Sell | $50,001 – $100,000 | Jul 15, 2022 | Sep 19, 2023 | 431 | Filing for Adewale Adeyemo BlackRock LifePath Index 2050 Fund Investor trade |
| AMAlejandro N. MayorkasExecutive | Federated Hermes US Treasury (UTIXX)bond | Buy | $50,001 – $100,000 | Dec 28, 2022 | Sep 16, 2023 | 262 | Filing for Alejandro N. Mayorkas Federated Hermes US Treasury (UTIXX) trade |
| AMAlejandro N. MayorkasExecutive | Vanguard International Equity Index Emergingetf | Sell | $15,001 – $50,000 | Dec 27, 2022 | Sep 16, 2023 | 263 | Filing for Alejandro N. Mayorkas Vanguard International Equity Index Emerging trade |
| AMAlejandro N. MayorkasExecutive | Federated Hermes US Treasury (UTIXX)bond | Sell | $50,001 – $100,000 | Oct 13, 2022 | Sep 16, 2023 | 338 | Filing for Alejandro N. Mayorkas Federated Hermes US Treasury (UTIXX) trade |
| AMAlejandro N. MayorkasExecutive | SBDR Nuveen Bloomberg Short Term Munibond | Sell | $50,001 – $100,000 | Oct 13, 2022 | Sep 16, 2023 | 338 | Filing for Alejandro N. Mayorkas SBDR Nuveen Bloomberg Short Term Muni trade |
| AMAlejandro N. MayorkasExecutive | Federated Hermes US Treasury (UTIXX)bond | Sell | $100,001 – $250,000 | Aug 11, 2022 | Sep 16, 2023 | 401 | Filing for Alejandro N. Mayorkas Federated Hermes US Treasury (UTIXX) trade |