| AMAlejandro N. MayorkasExecutive | Barron Select Emerging Markets (BEXIX)stock | Sell | $1,001 – $15,000 | Jul 26, 2022 | Sep 16, 2023 | 417 | Filing for Alejandro N. Mayorkas Barron Select Emerging Markets (BEXIX) trade |
| AMAlejandro N. MayorkasExecutive | Pimco Commodity Plus Strategy (ECLIX)stock | Buy | $1,001 – $15,000 | Jul 26, 2022 | Sep 16, 2023 | 417 | Filing for Alejandro N. Mayorkas Pimco Commodity Plus Strategy (ECLIX) trade |
| AMAlejandro N. MayorkasExecutive | Federated Hermes US Treasury (UTIXX)bond | Buy | $50,001 – $100,000 | Jun 30, 2022 | Sep 16, 2023 | 443 | Filing for Alejandro N. Mayorkas Federated Hermes US Treasury (UTIXX) trade |
| AMAlejandro N. MayorkasExecutive | T. Rowe Price International Overseas (TROSX)stock | Sell | $1,001 – $15,000 | May 2, 2022 | Sep 16, 2023 | 502 | Filing for Alejandro N. Mayorkas T. Rowe Price International Overseas (TROSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Short Duration Bond (RFBSX)stock | Buy | $1,001 – $15,000 | Apr 22, 2022 | Sep 16, 2023 | 512 | Filing for Alejandro N. Mayorkas Russell Short Duration Bond (RFBSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond (RFCTX)stock | Buy | $50,001 – $100,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Strategic Bond (RFCTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell International Developed Marketsstock | Buy | $50,001 – $100,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell International Developed Markets trade |
| AMAlejandro N. MayorkasExecutive | Russell Short Duration Bond (RFBSX)stock | Buy | $15,001 – $50,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Short Duration Bond (RFBSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit Fund Class Sfund | Buy | $15,001 – $50,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit Fund Class S trade |
| AMAlejandro N. MayorkasExecutive | Russell US Strategic Equity (RSESX)stock | Sell | $1,001 – $15,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell US Strategic Equity (RSESX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Investment Grade Bond (RFATX)stock | Sell | $100,001 – $250,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Investment Grade Bond (RFATX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Small Cap Equity (RLESX)stock | Sell | $1,001 – $15,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Small Cap Equity (RLESX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Emerging Markets (REMSX)stock | Sell | $15,001 – $50,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Emerging Markets (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Multi Asset Growth Strategy (RMGSX)stock | Sell | $1,001 – $15,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Russell Multi Asset Growth Strategy (RMGSX) trade |
| AMAlejandro N. MayorkasExecutive | Goldman Sachs Square Treasury (FTIXX)bond | Sell | $1,001 – $15,000 | Apr 21, 2022 | Sep 16, 2023 | 513 | Filing for Alejandro N. Mayorkas Goldman Sachs Square Treasury (FTIXX) trade |
| AMAlejandro N. MayorkasExecutive | MFS Series Trust Value Fund (MEIIX)fund | Sell | $1,001 – $15,000 | Apr 12, 2022 | Sep 16, 2023 | 522 | Filing for Alejandro N. Mayorkas MFS Series Trust Value Fund (MEIIX) trade |
| AMAlejandro N. MayorkasExecutive | Harper Capital Appreciation (HACAX)stock | Sell | $1,001 – $15,000 | Apr 12, 2022 | Sep 16, 2023 | 522 | Filing for Alejandro N. Mayorkas Harper Capital Appreciation (HACAX) trade |
| AMAlejandro N. MayorkasExecutive | Edgewood Growth Fund (EGFIX)fund | Sell | $1,001 – $15,000 | Apr 12, 2022 | Sep 16, 2023 | 522 | Filing for Alejandro N. Mayorkas Edgewood Growth Fund (EGFIX) trade |
| AMAlejandro N. MayorkasExecutive | Dodge & Cox Stock Fund (DODGX)fund | Sell | $1,001 – $15,000 | Apr 12, 2022 | Sep 16, 2023 | 522 | Filing for Alejandro N. Mayorkas Dodge & Cox Stock Fund (DODGX) trade |
| AMAlejandro N. MayorkasExecutive | Mainstay Winslow Large Cap Growth (MLAIX)stock | Buy | $1,001 – $15,000 | Apr 12, 2022 | Sep 16, 2023 | 522 | Filing for Alejandro N. Mayorkas Mainstay Winslow Large Cap Growth (MLAIX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Emerging Markets (REMSX)stock | Buy | $1,001 – $15,000 | Mar 28, 2022 | Sep 16, 2023 | 537 | Filing for Alejandro N. Mayorkas Russell Emerging Markets (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Strategic Bond (RFCTX)stock | Buy | $1,001 – $15,000 | Mar 28, 2022 | Sep 16, 2023 | 537 | Filing for Alejandro N. Mayorkas Russell Strategic Bond (RFCTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Opportunistic Credit (RGCSX)stock | Buy | $1,001 – $15,000 | Mar 1, 2022 | Sep 16, 2023 | 564 | Filing for Alejandro N. Mayorkas Russell Opportunistic Credit (RGCSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell Emerging Markets (REMSX)stock | Buy | $1,001 – $15,000 | Mar 1, 2022 | Sep 16, 2023 | 564 | Filing for Alejandro N. Mayorkas Russell Emerging Markets (REMSX) trade |
| AMAlejandro N. MayorkasExecutive | Russell International Development (RINTX)stock | Buy | $1,001 – $15,000 | Mar 1, 2022 | Sep 16, 2023 | 564 | Filing for Alejandro N. Mayorkas Russell International Development (RINTX) trade |
| AMAlejandro N. MayorkasExecutive | Russell US Strategic Equity (RSESX)stock | Buy | $1,001 – $15,000 | Mar 1, 2022 | Sep 16, 2023 | 564 | Filing for Alejandro N. Mayorkas Russell US Strategic Equity (RSESX) trade |
| AMAlejandro N. MayorkasExecutive | Federated Hermes US Treasury (UTIXX)bond | Sell | $100,001 – $250,000 | Feb 8, 2022 | Sep 16, 2023 | 585 | Filing for Alejandro N. Mayorkas Federated Hermes US Treasury (UTIXX) trade |
| LMLisa O. MonacoExecutive | PIMCO Low Duration Income Fund Class I-2 Shares (PFTPX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 28, 2022 | Sep 8, 2023 | 254 | Filing for Lisa O. Monaco PIMCO Low Duration Income Fund Class I-2 Shares (PFTPX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | Loomis Sayles Growth Fund Class Y Shares (LSGRX) (Dividend reinvestment)fund | Other | $1,001 – $15,000 | Dec 27, 2022 | Sep 8, 2023 | 255 | Filing for Lisa O. Monaco Loomis Sayles Growth Fund Class Y Shares (LSGRX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | John Hancock Funds III International Growth Fund Class I Shares (GOGIX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 21, 2022 | Sep 8, 2023 | 261 | Filing for Lisa O. Monaco John Hancock Funds III International Growth Fund Class I Shares (GOGIX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | Janus Henderson Enterprise Fund Class I Shares (JMGRX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 21, 2022 | Sep 8, 2023 | 261 | Filing for Lisa O. Monaco Janus Henderson Enterprise Fund Class I Shares (JMGRX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | NEUBERGER BERMAN LARGE CAP VALUE FUND CL INSTL (NBPIX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2022 | Sep 8, 2023 | 263 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE FUND CL INSTL (NBPIX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2022 | Sep 8, 2023 | 263 | Filing for Lisa O. Monaco Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 19, 2022 | Sep 8, 2023 | 263 | Filing for Lisa O. Monaco Smead Value Fund Class I1 Shares (SVFFX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | T Rowe Price Dividend Growth Fund, Inc. (PRDGX) (Dividend reinvestment)fund | Buy | $1,001 – $15,000 | Dec 15, 2022 | Sep 8, 2023 | 267 | Filing for Lisa O. Monaco T Rowe Price Dividend Growth Fund, Inc. (PRDGX) (Dividend reinvestment) trade |
| LMLisa O. MonacoExecutive | XLYState Street Consumer Discretionary Select Sector SPDR ETF | Sell | $1,001 – $15,000 | Dec 8, 2022 | Sep 8, 2023 | 274 | Filing for Lisa O. Monaco XLY trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GLOBAL ALLOCATION FDfund | Sell | $15,001 – $50,000 | Dec 8, 2022 | Sep 8, 2023 | 274 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD trade |
| LMLisa O. MonacoExecutive | JOHN HANCOCK INTL GROWTH FUND CL Ifund | Sell | $15,001 – $50,000 | Dec 8, 2022 | Sep 8, 2023 | 274 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GROWTH FUND CL Yfund | Sell | $50,001 – $100,000 | Dec 8, 2022 | Sep 8, 2023 | 274 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| LMLisa O. MonacoExecutive | JANUS HENDERSON ENTERPRISE FUND Ifund | Sell | $15,001 – $50,000 | Dec 8, 2022 | Sep 8, 2023 | 274 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I trade |
| LMLisa O. MonacoExecutive | TRANSAMERICA SHORT TERM BONDstock | Buy | $15,001 – $50,000 | Oct 11, 2022 | Sep 8, 2023 | 332 | Filing for Lisa O. Monaco TRANSAMERICA SHORT TERM BOND trade |
| LMLisa O. MonacoExecutive | ALPS SMITH SHORT DURATION BD FD CLbond | Buy | $15,001 – $50,000 | Oct 11, 2022 | Sep 8, 2023 | 332 | Filing for Lisa O. Monaco ALPS SMITH SHORT DURATION BD FD CL trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHRfund | Buy | $1,001 – $15,000 | Sep 26, 2022 | Sep 8, 2023 | 347 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHR trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHRfund | Buy | $1,001 – $15,000 | May 4, 2022 | Sep 8, 2023 | 492 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD CL Y FRAC SHR trade |
| LMLisa O. MonacoExecutive | JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX)fund | Buy | $1,001 – $15,000 | May 4, 2022 | Sep 8, 2023 | 492 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX) trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GROWTH FUND CL Y (LSGRX)fund | Buy | $1,001 – $15,000 | May 4, 2022 | Sep 8, 2023 | 492 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y (LSGRX) trade |
| LMLisa O. MonacoExecutive | JANUS HENDERSON ENTERPRISE FUND I FRAC SHRfund | Buy | $1,001 – $15,000 | May 4, 2022 | Sep 8, 2023 | 492 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I FRAC SHR trade |
| LMLisa O. MonacoExecutive | SPYGState Street SPDR Portfolio S&P 500 Growth ETF | Sell | $15,001 – $50,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco SPYG trade |
| LMLisa O. MonacoExecutive | IUSViShares Core S&P U.S. Value ETF | Buy | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco IUSV trade |
| LMLisa O. MonacoExecutive | XSOEWisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Sell | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco XSOE trade |