| LMLisa O. MonacoExecutive | VSGXVanguard ESG International Stock ETF | Sell | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco VSGX trade |
| LMLisa O. MonacoExecutive | ESGVVanguard ESG U.S. Stock ETF | Sell | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco ESGV trade |
| LMLisa O. MonacoExecutive | SPEMState Street SPDR Portfolio Emerging Markets ETF | Sell | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco SPEM trade |
| LMLisa O. MonacoExecutive | SPDR Portfolio S&P 500 ETF (SPLG)etf | Sell | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco SPDR Portfolio S&P 500 ETF (SPLG) trade |
| LMLisa O. MonacoExecutive | ESGDiShares ESG Aware MSCI EAFE ETF | Buy | $1,001 – $15,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco ESGD trade |
| LMLisa O. MonacoExecutive | IUSViShares Core S&P U.S. Value ETF | Buy | $15,001 – $50,000 | Mar 7, 2022 | Sep 8, 2023 | 550 | Filing for Lisa O. Monaco IUSV trade |
| LMLisa O. MonacoExecutive | MatthewsPacific Tiger Fund Institutional Class Shares (MIPTX)fund | Sell | $1,001 – $15,000 | Mar 4, 2022 | Sep 8, 2023 | 553 | Filing for Lisa O. Monaco MatthewsPacific Tiger Fund Institutional Class Shares (MIPTX) trade |
| LMLisa O. MonacoExecutive | Loomis Sayles Growth Fund Class Y Shares (LSGRX)fund | Sell | $1,001 – $15,000 | Mar 4, 2022 | Sep 8, 2023 | 553 | Filing for Lisa O. Monaco Loomis Sayles Growth Fund Class Y Shares (LSGRX) trade |
| LMLisa O. MonacoExecutive | Virtus KAR International Small-Cap Fund Class I Shares (VIISX)fund | Buy | $1,001 – $15,000 | Mar 4, 2022 | Sep 8, 2023 | 553 | Filing for Lisa O. Monaco Virtus KAR International Small-Cap Fund Class I Shares (VIISX) trade |
| LMLisa O. MonacoExecutive | NEUBERGER BERMAN LARGE CAP VALUEstock | Buy | $15,001 – $50,000 | Mar 4, 2022 | Sep 8, 2023 | 553 | Filing for Lisa O. Monaco NEUBERGER BERMAN LARGE CAP VALUE trade |
| LMLisa O. MonacoExecutive | SPSBState Street SPDR Portfolio Short Term Corporate Bond ETF | Sell | $1,001 – $15,000 | Mar 3, 2022 | Sep 8, 2023 | 554 | Filing for Lisa O. Monaco SPSB trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GLOBAL ALLOCATION FDfund | Buy | $15,001 – $50,000 | Mar 3, 2022 | Sep 8, 2023 | 554 | Filing for Lisa O. Monaco LOOMIS SAYLES GLOBAL ALLOCATION FD trade |
| LMLisa O. MonacoExecutive | JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX)fund | Buy | $1,001 – $15,000 | Mar 3, 2022 | Sep 8, 2023 | 554 | Filing for Lisa O. Monaco JOHN HANCOCK INTL GROWTH FUND CL I (GOGIX) trade |
| LMLisa O. MonacoExecutive | LOOMIS SAYLES GROWTH FUND CL Yfund | Buy | $15,001 – $50,000 | Mar 3, 2022 | Sep 8, 2023 | 554 | Filing for Lisa O. Monaco LOOMIS SAYLES GROWTH FUND CL Y trade |
| LMLisa O. MonacoExecutive | JANUS HENDERSON ENTERPRISE FUND I FRAC SHRfund | Buy | $1,001 – $15,000 | Mar 3, 2022 | Sep 8, 2023 | 554 | Filing for Lisa O. Monaco JANUS HENDERSON ENTERPRISE FUND I FRAC SHR trade |
| SPSamantha PowerExecutive | TSLATesla Inc. | Sell | $1,001 – $15,000 | Dec 30, 2022 | Aug 31, 2023 | 244 | Filing for Samantha Power TSLA trade |
| SPSamantha PowerExecutive | VCSHVanguard Short-Term Corporate Bond ETF | Sell | $100,001 – $250,000 | Sep 2, 2022 | Aug 31, 2023 | 363 | Filing for Samantha Power VCSH trade |
| SPSamantha PowerExecutive | BSVVanguard Short-Term Bond ETF | Sell | $15,001 – $50,000 | Jun 14, 2022 | Aug 31, 2023 | 443 | Filing for Samantha Power BSV trade |
| SPSamantha PowerExecutive | BSVVanguard Short-Term Bond ETF | Sell | $100,001 – $250,000 | Jun 14, 2022 | Aug 31, 2023 | 443 | Filing for Samantha Power BSV trade |
| SPSamantha PowerExecutive | BSVVanguard Short-Term Bond ETF | Sell | $50,001 – $100,000 | May 17, 2022 | Aug 31, 2023 | 471 | Filing for Samantha Power BSV trade |
| SPSamantha PowerExecutive | Vanguard Short-Term Treasury Index Fundbond | Sell | $50,001 – $100,000 | Feb 8, 2022 | Aug 31, 2023 | 569 | Filing for Samantha Power Vanguard Short-Term Treasury Index Fund trade |
| SPSamantha PowerExecutive | VTIPVanguard Short-Term Inflation-Protected Securities Index Fund ETF Shares | Buy | $1,001 – $15,000 | Jan 26, 2022 | Aug 31, 2023 | 582 | Filing for Samantha Power VTIP trade |
| CTCarlos Del ToroExecutive | DPZDomino's Pizza Inc | Buy | $15,001 – $50,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro DPZ trade |
| CTCarlos Del ToroExecutive | TAT&T Inc. | Sell | $1,001 – $15,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro T trade |
| CTCarlos Del ToroExecutive | Columbia Seligman Tech Fund (CCIZX)fund | Buy | $15,001 – $50,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro Columbia Seligman Tech Fund (CCIZX) trade |
| CTCarlos Del ToroExecutive | Lord Abbett Bond-Debenture Fund, Inc Class F Shares (LBDFX)fund | Sell | $15,001 – $50,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro Lord Abbett Bond-Debenture Fund, Inc Class F Shares (LBDFX) trade |
| CTCarlos Del ToroExecutive | Columbia Floating Rate Fund (CFRZX)fund | Sell | $1,001 – $15,000 | Jul 26, 2023 | Aug 17, 2023 | 22 | Filing for Carlos Del Toro Columbia Floating Rate Fund (CFRZX) trade |
| JTJohn TienExecutive | USHYiShares Broad USD High Yield Corporate Bond ETF | Sell | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien USHY trade |
| JTJohn TienExecutive | IDEViShares Core MSCI International Developed Markets ETF | Buy | $15,001 – $50,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien IDEV trade |
| JTJohn TienExecutive | IEFAiShares Core MSCI EAFE ETF | Sell | $15,001 – $50,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien IEFA trade |
| JTJohn TienExecutive | iShares US Treasury Bond ETF (GOVT)bond | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien iShares US Treasury Bond ETF (GOVT) trade |
| JTJohn TienExecutive | VONGVanguard Russell 1000 Growth ETF | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien VONG trade |
| JTJohn TienExecutive | IWDiShares Russell 1000 Value ETF | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien IWD trade |
| JTJohn TienExecutive | VMBSVanguard Mortgage-Backed Securities ETF | Buy | $1,001 – $15,000 | Jan 23, 2023 | Aug 17, 2023 | 206 | Filing for John Tien VMBS trade |
| JTJohn TienExecutive | BlackRockEmerging Markets Fund, Incfund | Buy | $15,001 – $50,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien BlackRockEmerging Markets Fund, Inc trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX)fund | Sell | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien Goldman Sachs GQG Partners International Opportunities Fund Institutional Class Shs (GSIMX) trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund Class I-2 Shares (PBDPX) trade |
| JTJohn TienExecutive | MFS Value Fund Class I Shares (MEIIX)fund | Buy | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien MFS Value Fund Class I Shares (MEIIX) trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fundfund | Sell | $15,001 – $50,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund trade |
| JTJohn TienExecutive | DoubleLine Total Return Bond Fund Class Ifund | Sell | $15,001 – $50,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien DoubleLine Total Return Bond Fund Class I trade |
| JTJohn TienExecutive | Oakmark International Fund Institutional Class Shares (OANIX)fund | Sell | $1,001 – $15,000 | Jan 20, 2023 | Aug 17, 2023 | 209 | Filing for John Tien Oakmark International Fund Institutional Class Shares (OANIX) trade |
| JTJohn TienExecutive | BlackRock Equity Dividend Fund Institutional Shares (MADVX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien BlackRock Equity Dividend Fund Institutional Shares (MADVX) trade |
| JTJohn TienExecutive | DoubleLine Total Return Bond Fund Class I Shares (DBLTX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien DoubleLine Total Return Bond Fund Class I Shares (DBLTX) trade |
| JTJohn TienExecutive | Edgewood Growth Fund Institutional Class Shares (EGFIX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien Edgewood Growth Fund Institutional Class Shares (EGFIX) trade |
| JTJohn TienExecutive | Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien Fuller & Thaler Behavioral Small-Cap Equity Fund Institutional Class Shares (FTHSX) trade |
| JTJohn TienExecutive | MFS Value Fund Class I Shares (MEIIX)fund | Buy | $1,001 – $15,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien MFS Value Fund Class I Shares (MEIIX) trade |
| JTJohn TienExecutive | PIMCO Investment Grade Credit Bond Fundfund | Buy | $15,001 – $50,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien PIMCO Investment Grade Credit Bond Fund trade |
| JTJohn TienExecutive | T Rowe PriceEmerging Markets Stock Fundfund | Buy | $15,001 – $50,000 | Jan 5, 2023 | Aug 17, 2023 | 224 | Filing for John Tien T Rowe PriceEmerging Markets Stock Fund trade |