Caterpillar SEC Filings
NYSE: CATIndustrialsConstruction/Ag Equipment/TrucksUSD
800.47+4.29 (+0.54%)
At close: Oct 9, 4:00 PM ET · Delayed 15 min
Caterpillar filing overview
This page lists 60 recent SEC filings by Caterpillar (CAT), including 40 4, 12 8-K, 3 10-Q, 2 SCHEDULE 13G/A. The latest annual report (10-K) was filed on Feb 13, 2026 for the period ending Dec 31, 2025. The most recent quarterly report (10-Q) was filed on Aug 5, 2026.
The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Sep 1, 2026. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.
Summary generated from market data by MetaCap's automated system. Methodology
CAT SEC filings
| Filed | Form | Description | Document |
|---|---|---|---|
| Oct 1, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Oct 1, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Sep 28, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Sep 28, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Sep 28, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Sep 1, 2026 | 8-K | Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | View on EDGAR |
| Sep 1, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Aug 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Aug 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Aug 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Aug 5, 2026 | 10-Q | Quarterly report | View on EDGAR |
| Aug 4, 2026 | 8-K | Results of Operations and Financial Condition; Regulation FD Disclosure | View on EDGAR |
| Jul 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jul 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jul 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jul 1, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 29, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 29, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 29, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Jun 11, 2026 | 8-K | Submission of Matters to a Vote of Security Holders; Regulation FD Disclosure | View on EDGAR |
| May 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 27, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 15, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 14, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 14, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 12, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 12, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 12, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 12, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 7, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 7, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 7, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 6, 2026 | 10-Q | Quarterly report | View on EDGAR |
| May 6, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 6, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 5, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| May 5, 2026 | 4 | OWNERSHIP DOCUMENT | View on EDGAR |
| Apr 30, 2026 | 8-K | Results of Operations and Financial Condition; Regulation FD Disclosure | View on EDGAR |
| Apr 30, 2026 | DEF 14A | DEFINITIVE PROXY STATEMENT | View on EDGAR |
| Apr 29, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Apr 13, 2026 | 8-K | Other Events | View on EDGAR |
| Apr 10, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements | View on EDGAR |
| Mar 26, 2026 | 8-K | Other Events | View on EDGAR |
| Mar 26, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Mar 5, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Feb 13, 2026 | 10-K | Annual report | View on EDGAR |
| Jan 29, 2026 | 8-K | Results of Operations and Financial Condition; Regulation FD Disclosure | View on EDGAR |
| Jan 6, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | View on EDGAR |
| Nov 3, 2025 | 10-Q | Quarterly report | View on EDGAR |
| Oct 29, 2025 | 8-K | Results of Operations and Financial Condition; Regulation FD Disclosure | View on EDGAR |
| Sep 3, 2025 | 8-K | Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | View on EDGAR |
| Aug 28, 2025 | 8-K | Other Events | View on EDGAR |