U.S. Global Investors SEC Filings
NASDAQ: GROWFinanceInvestment ManagersUSD
At close: Oct 9, 4:00 PM ET · Delayed 15 min
U.S. Global Investors filing overview
This page lists 60 recent SEC filings by U.S. Global Investors (GROW), including 38 4, 9 8-K, 5 SCHEDULE 13G/A, 3 10-Q. The latest annual report (10-K) was filed on Sep 3, 2026 for the period ending Jun 30, 2026. The most recent quarterly report (10-Q/A) was filed on Jun 5, 2026.
The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Sep 3, 2026. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.
Summary generated from market data by MetaCap's automated system. Methodology
GROW SEC filings
| Filed | Form | Description | Document |
|---|---|---|---|
| Oct 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Oct 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 3, 2026 | 10-K | Annual report | View on EDGAR |
| Sep 3, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 3, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 3, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Jun 5, 2026 | 10-Q/A | Quarterly report (amendment) | View on EDGAR |
| Jun 4, 2026 | 4 | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | View on EDGAR |
| Jun 4, 2026 | 4 | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | View on EDGAR |
| Jun 2, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Jun 2, 2026 | 4 | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | View on EDGAR |
| Jun 2, 2026 | 4 | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | View on EDGAR |
| Jun 2, 2026 | 8-K | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report | View on EDGAR |
| Jun 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 13, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| May 13, 2026 | 10-Q | Quarterly report | View on EDGAR |
| May 13, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| May 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 30, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Apr 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 27, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Mar 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 20, 2026 | 10-Q | Quarterly report | View on EDGAR |
| Feb 20, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Feb 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jan 20, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Jan 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jan 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 12, 2025 | 10-Q | Quarterly report | View on EDGAR |
| Nov 12, 2025 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Nov 3, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 3, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Oct 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Oct 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 18, 2025 | 10-K/A | Annual report (amendment) | View on EDGAR |
| Sep 8, 2025 | 10-K | Annual report | View on EDGAR |
| Sep 8, 2025 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Sep 2, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 2, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 5, 2025 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Aug 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 26, 2025 | 8-K | Other Events | View on EDGAR |
| Jun 3, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 3, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 9, 2025 | 8-K | Results of Operations and Financial Condition | View on EDGAR |