Houlihan Lokey SEC Filings
NYSE: HLIFinanceInvestment ManagersUSD
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Houlihan Lokey filing overview
This page lists 60 recent SEC filings by Houlihan Lokey (HLI), including 32 4, 14 8-K, 4 10-Q, 2 424B7. The latest annual report (10-K) was filed on May 22, 2026 for the period ending Mar 31, 2026. The most recent quarterly report (10-Q) was filed on Jul 31, 2026.
The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Oct 5, 2026. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.
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HLI SEC filings
| Filed | Form | Description | Document |
|---|---|---|---|
| Oct 5, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements | View on EDGAR |
| Oct 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 22, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements; Submission of Matters to a Vote of Security Holders; Regulation FD Disclosure | View on EDGAR |
| Sep 10, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 8, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements | View on EDGAR |
| Aug 13, 2026 | 424B7 | Prospectus | View on EDGAR |
| Aug 13, 2026 | 8-K | Other Events | View on EDGAR |
| Aug 5, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 31, 2026 | 10-Q | Quarterly report | View on EDGAR |
| Jul 30, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Jul 24, 2026 | DEF 14A | Definitive proxy statement | View on EDGAR |
| May 22, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 22, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 22, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 22, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 22, 2026 | 10-K | Annual report | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 14, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| May 7, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Apr 30, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Apr 29, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Apr 2, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 27, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Feb 25, 2026 | 424B7 | Prospectus | View on EDGAR |
| Feb 25, 2026 | 8-K | Other Events | View on EDGAR |
| Feb 10, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 3, 2026 | 10-Q | Quarterly report | View on EDGAR |
| Jan 29, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements | View on EDGAR |
| Jan 29, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Jan 5, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jan 2, 2026 | SCHEDULE 13D/A | Beneficial ownership report (activist) (amendment) | View on EDGAR |
| Dec 30, 2025 | 8-K | Entry into a Material Definitive Agreement | View on EDGAR |
| Dec 8, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 12, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 4, 2025 | 10-Q | Quarterly report | View on EDGAR |
| Oct 31, 2025 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Oct 14, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Oct 6, 2025 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements | View on EDGAR |
| Sep 19, 2025 | 8-K | Submission of Matters to a Vote of Security Holders | View on EDGAR |
| Sep 18, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 3, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 28, 2025 | SCHEDULE 13D/A | Beneficial ownership report (activist) (amendment) | View on EDGAR |
| Aug 28, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 21, 2025 | 8-K | Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | View on EDGAR |
| Aug 7, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 5, 2025 | 10-Q | Quarterly report | View on EDGAR |