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Japan Smaller Capitalization Fund SEC Filings

NYSE: JOFFinanceTrusts Except Educational Religious and CharitableUSD

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Japan Smaller Capitalization Fund filing overview

This page lists 60 recent SEC filings by Japan Smaller Capitalization Fund (JOF), including 20 SC 13G/A, 10 SCHEDULE 13G/A, 9 SCHEDULE 13D/A, 6 DEF 14A. The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Aug 30, 2024. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.

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JOF SEC filings

Japan Smaller Capitalization Fund SEC filings
FiledFormDescriptionDocument
Oct 7, 2026SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Sep 23, 2026SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Aug 31, 2026SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Aug 14, 2026SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Jul 31, 2026SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Jul 24, 2026SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
May 15, 2026SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Apr 30, 2026SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Feb 18, 2026SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Jan 22, 2026SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Jan 15, 2026SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Dec 23, 20254Statement of changes in beneficial ownershipView on EDGAR
Dec 3, 2025SCHEDULE 13GBeneficial ownership report (passive)View on EDGAR
Nov 14, 2025SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Nov 10, 2025SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Oct 14, 2025DEF 14AJAPAN SMALLER CAPITALIZATION FUND - DEF 14AView on EDGAR
Sep 19, 20254Statement of changes in beneficial ownershipView on EDGAR
Aug 14, 2025SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
May 23, 2025SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
May 15, 2025SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
May 15, 2025SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Apr 23, 2025SCHEDULE 13D/ABeneficial ownership report (activist) (amendment)View on EDGAR
Mar 10, 2025SCHEDULE 13DBeneficial ownership report (activist)View on EDGAR
Feb 14, 2025SCHEDULE 13GBeneficial ownership report (passive)View on EDGAR
Jan 14, 20254Statement of changes in beneficial ownershipView on EDGAR
Jan 13, 2025SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Dec 11, 20244Statement of changes in beneficial ownershipView on EDGAR
Nov 14, 2024SCHEDULE 13GBeneficial ownership report (passive)View on EDGAR
Oct 24, 2024DEF 14AJAPAN SMALLER CAPITALIZATION FUND, INC - DEF14AView on EDGAR
Oct 9, 2024SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Aug 30, 20248-KAmendments to Articles of Incorporation or Bylaws; Change in Fiscal YearView on EDGAR
Feb 14, 2024SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Feb 9, 2024SC 13G/ACITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAP FUND - SCH13G/A(#5)View on EDGAR
Feb 8, 2024SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Jan 12, 2024SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Oct 10, 2023DEF 14ADEF14AView on EDGAR
Jun 29, 20234Statement of changes in beneficial ownershipView on EDGAR
Mar 8, 20238-KOther EventsView on EDGAR
Mar 8, 2023SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Feb 14, 2023SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Feb 13, 2023SC 13G/ACITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAP FUND - SCH13G/A(#4)View on EDGAR
Jan 13, 2023SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Dec 20, 20228-KEntry into a Material Definitive AgreementView on EDGAR
Nov 7, 2022DEF 14ADefinitive proxy statementView on EDGAR
Feb 14, 2022SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Feb 11, 2022SC 13G/ACITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAP FUNDView on EDGAR
Feb 10, 2022SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Dec 9, 2021SC 13GBeneficial ownership report (passive)View on EDGAR
Dec 8, 2021SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Oct 8, 2021DEF 14ADefinitive proxy statementView on EDGAR
Feb 16, 2021SC 13G/A13G/AView on EDGAR
Feb 12, 2021SC 13G/ACITY OF LONDON INVESTMENT MGT CO LTD / JAPAN SMALLER CAPITALIZATION FUNDView on EDGAR
Feb 11, 2021SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Feb 10, 2021SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Oct 13, 2020DEF 14ADefinitive proxy statementView on EDGAR
Mar 30, 20208-KChanges in Registrant's Certifying AccountantView on EDGAR
Mar 4, 20208-KChanges in Registrant's Certifying AccountantView on EDGAR
Feb 14, 2020SC 13G/A13G/AView on EDGAR
Feb 12, 2020SC 13G/AJAPAN SMALLER CAPITALIZATION FUND - 13G/A(#1)View on EDGAR
Feb 11, 2020SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR

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