Who Owns PennantPark Floating Rate Capital Stock?
NYSE: PFLTFinanceFinance: Consumer ServicesUSD
At close: Oct 9, 4:00 PM ET · Delayed 15 min
Ownership breakdown
- Held by institutions
- 21.88%
- Held by insiders
- 0.89%
- Institutional holders
- 145
- Institutions 21.9%
- Insiders 0.9%
- Public and other 77.2%
Who owns PennantPark Floating Rate Capital stock?
Institutional investors own about 21.9% of PennantPark Floating Rate Capital's shares, spread across 145 institutions that file 13F reports. That level of institutional ownership is relatively low, leaving more of the stock with retail investors and insiders. Insiders, including executives, directors and large founding shareholders, hold 0.89% of PFLT.
The largest institutional holders are Sound Income Strategies, LLC (5.26%), UBS Group AG (3.11%) and Van Eck Associates Corporation (2.49%). Together, the top 10 institutions control 17.2% of shares outstanding. In their latest filings, 7 of the top 10 institutions increased their PFLT positions and 2 reduced them.
Summary generated from market data by MetaCap's automated system. Methodology
Top institutional holders of PFLT
| Institution | Shares | % Held | Change |
|---|---|---|---|
| Sound Income Strategies, LLC | 5.22M | 5.26% | +5.7% |
| UBS Group AG | 3.09M | 3.11% | +52.8% |
| Van Eck Associates Corporation | 2.47M | 2.49% | +37.0% |
| Invesco Ltd. | 1.80M | 1.81% | -0.6% |
| Altshuler Shaham Ltd | 1.03M | 1.04% | 0.0% |
| Diameter Capital Partners LP | 900.00K | 0.91% | -45.6% |
| Legal & General Group PLC | 810.82K | 0.82% | +6.0% |
| Morgan Stanley | 777.56K | 0.78% | +29.2% |
| Franklin Resources, Inc. | 584.59K | 0.59% | +100.0% |
| Advisors Asset Management, Inc. | 377.17K | 0.38% | +5.0% |
% held is the share of total shares outstanding. Change is the percentage change in the position since the holder's previous 13F filing.
Top mutual fund and ETF holders of PFLT
| Fund | Shares | % Held |
|---|---|---|
| VanEck ETF Trust-VanEck BDC Income ETF | 1.94M | 1.95% |
| Invesco Exch-Trd Fd. TRT II-Invesco KBW High Dividend Yield Financial | 1.83M | 1.85% |
| Putnam ETF Trust-Putnam BDC Income ETF | 761.68K | 0.77% |
| GraniteShares ETF Trust-GraniteShares HIPS US High Income ETF | 302.34K | 0.30% |
| Tidal ETF Trust-Sound Enhanced Fixed Income ETF | 105.66K | 0.11% |
| ETFis Series Trust I-Virtus Private Credit Strategy ETF | 58.93K | 0.06% |
| EA Series Trust-WHITEWOLF Publicly Listed Private Equity ETF | 80 | 0.00% |
Frequently asked questions
Who is the largest shareholder of PennantPark Floating Rate Capital?
Sound Income Strategies, LLC is the largest institutional shareholder of PFLT, owning 5.26% of shares outstanding (5.22M shares) as of its latest 13F filing.
What percentage of PennantPark Floating Rate Capital is owned by institutions?
Institutions own about 21.9% of PFLT shares and 22.1% of the public float.
How much of PennantPark Floating Rate Capital do insiders own?
Insiders, such as officers and directors, own about 0.89% of PFLT shares outstanding.
Where does institutional ownership data come from?
Investment managers with more than $100 million in US equities must file Form 13F with the SEC within 45 days of each quarter-end. Holdings are therefore up to about 4.5 months old when published.