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XAI Floating Rate & Alternative Income SEC Filings

NYSE: XFLTFinanceInvestment ManagersUSD

18.94-0.05 (-0.26%)

At close: Oct 9, 4:00 PM ET · Delayed 15 min

XAI Floating Rate & Alternative Income filing overview

This page lists 60 recent SEC filings by XAI Floating Rate & Alternative Income (XFLT), including 23 8-K, 21 4, 4 DEF 14A, 4 424B2. The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Aug 10, 2026. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.

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XFLT SEC filings

XAI Floating Rate & Alternative Income SEC filings
FiledFormDescriptionDocument
Aug 10, 20268-KOther EventsView on EDGAR
Jul 30, 20268-KOther EventsView on EDGAR
Jun 23, 2026DEF 14ADefinitive proxy statementView on EDGAR
May 29, 20268-KOther EventsView on EDGAR
May 19, 20268-KOther EventsView on EDGAR
May 5, 2026SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Apr 6, 2026DEF 14ADefinitive proxy statementView on EDGAR
Feb 19, 20264Statement of changes in beneficial ownershipView on EDGAR
Jan 30, 20268-KOther EventsView on EDGAR
Jan 6, 2026SCHEDULE 13GBeneficial ownership report (passive)View on EDGAR
Dec 30, 20258-KAmendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Other EventsView on EDGAR
Dec 30, 20254Statement of changes in beneficial ownershipView on EDGAR
Dec 30, 20254Statement of changes in beneficial ownershipView on EDGAR
Dec 30, 20254Statement of changes in beneficial ownershipView on EDGAR
Dec 30, 20254Statement of changes in beneficial ownershipView on EDGAR
Dec 19, 20258-KUnregistered Sales of Equity SecuritiesView on EDGAR
Nov 7, 2025SCHEDULE 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Nov 5, 2025SCHEDULE 13GBeneficial ownership report (passive)View on EDGAR
Oct 27, 20254Statement of changes in beneficial ownershipView on EDGAR
Oct 23, 20258-KEntry into a Material Definitive Agreement; Unregistered Sales of Equity Securities; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal YearView on EDGAR
Oct 10, 20258-KOther EventsView on EDGAR
Sep 12, 20254Statement of changes in beneficial ownershipView on EDGAR
May 8, 2025DEF 14ADefinitive proxy statementView on EDGAR
Mar 26, 20258-KEntry into a Material Definitive AgreementView on EDGAR
Feb 21, 20254Statement of changes in beneficial ownershipView on EDGAR
Feb 19, 20254Statement of changes in beneficial ownershipView on EDGAR
Jan 16, 20254Statement of changes in beneficial ownershipView on EDGAR
Jan 13, 20254Statement of changes in beneficial ownershipView on EDGAR
Jan 13, 20254Statement of changes in beneficial ownershipView on EDGAR
Jan 13, 20254Statement of changes in beneficial ownershipView on EDGAR
Dec 20, 20244Statement of changes in beneficial ownershipView on EDGAR
Nov 14, 2024SC 13G/ABeneficial ownership report (passive) (amendment)View on EDGAR
Nov 7, 2024SC 13G/AKARPUS INVESTMENT MGT / XAI OCTAGON FLOATING RATE & ALTERNATIVE INC - SCHEDULE 1View on EDGAR
Oct 11, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Oct 2, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Sep 23, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Aug 1, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Jun 14, 20248-KEntry into a Material Definitive Agreement; Unregistered Sales of Equity Securities; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Regulation FD DisclosureView on EDGAR
Jun 5, 20248-KEntry into a Material Definitive Agreement; Other EventsView on EDGAR
Jun 4, 2024424B2ProspectusView on EDGAR
May 23, 20244Statement of changes in beneficial ownershipView on EDGAR
May 10, 20244Statement of changes in beneficial ownershipView on EDGAR
May 10, 20244Statement of changes in beneficial ownershipView on EDGAR
Apr 12, 2024DEF 14ADefinitive proxy statementView on EDGAR
Apr 9, 20248-KEntry into a Material Definitive Agreement; Termination of a Material Definitive AgreementView on EDGAR
Apr 5, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Feb 29, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Feb 14, 20248-KUnregistered Sales of Equity SecuritiesView on EDGAR
Feb 13, 2024SC 13G/AKARPUS INVESTMENT MGT / XAI OCTAGON FLOATING RATE & ALTERNATIVE INC - SCHEDULE 1View on EDGAR
Feb 9, 2024424B2ProspectusView on EDGAR
Feb 8, 2024SC 13GBeneficial ownership report (passive)View on EDGAR
Feb 2, 2024424B2ProspectusView on EDGAR
Feb 2, 2024424B2ProspectusView on EDGAR
Feb 2, 20248-KEntry into a Material Definitive Agreement; Regulation FD Disclosure; Other EventsView on EDGAR
Jan 25, 20248-KRegulation FD DisclosureView on EDGAR
Jan 4, 20248-KDeparture or Appointment of Directors or Officers; Compensatory Arrangements; Regulation FD DisclosureView on EDGAR
Dec 13, 20234FORM 4 SUBMISSIONView on EDGAR
Dec 13, 20234FORM 4 SUBMISSIONView on EDGAR
Dec 13, 20234FORM 4 SUBMISSIONView on EDGAR
Dec 13, 20234FORM 4 SUBMISSIONView on EDGAR

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