MetaCap

Guggenheim Active Allocation Fund Insider Trades

NYSE: GUGFinanceTrusts Except Educational Religious and CharitableUSD

13.98+0.11 (+0.79%)

At close: Oct 9, 4:00 PM ET · Delayed 15 min

Last 12 months

Purchases
1 · $4.99K
Sales
1 · $47.55K
Shares bought / sold
321 / 3.00K
Net activity
Net selling $42,565

Guggenheim Active Allocation Fund insider activity

Over the last 12 months, Guggenheim Active Allocation Fund insiders reported 2 transactions on SEC Form 4: 1 open-market purchase and 1 sale. Insiders bought $4,985 and sold $47,550 worth of stock, for net insider selling of $42,565. The largest seller was Barnes Randall C, with $47,550 in reported sales.

The most recent filing shows Barnes Randall C (Director) selling 3,000 shares at $15.85 on Mar 6, 2026. Insider sales are common for compensation, tax and diversification reasons, while open-market purchases are rarer; tracking both helps put GUG's ownership changes in context.

Summary generated from market data by MetaCap's automated system. Methodology

GUG insider transactions

Guggenheim Active Allocation Fund insider transactions
DateInsiderTypeSharesValueFiling
Mar 6, 2026Barnes Randall CDirectorSale3,000$47.55KForm 4
Dec 18, 2025NYBERG RONALDDirectorBuy321$4.99KForm 4
May 5, 2025NYBERG RONALDDirectorBuy1,305$19.77KForm 4
Apr 1, 2025TOUPIN RONALD E JRDirectorBuy1,500$22.65KForm 4
Oct 3, 2024Barnes Randall CDirectorSale500$8.22KForm 4
Sep 3, 2024Brock-Kyle AngelaDirectorBuy0$6.92Form 4
Sep 3, 2024Brock-Kyle AngelaDirectorBuy2$31.86Form 4
Sep 3, 2024Brock-Kyle AngelaDirectorBuy907$14.46KForm 4
Apr 1, 2024TOUPIN RONALD E JRDirectorBuy194$2.84KForm 4
Jan 30, 2024Barnes Randall CDirectorBuy385$5.58KForm 4
Dec 29, 2023TOUPIN RONALD E JRDirectorBuy200$2.93KForm 4
Dec 13, 2023Barnes Randall CDirectorBuy5,880$81.85KForm 4
Dec 8, 2023Barnes Randall CDirectorBuy2,000$28.14KForm 4
Dec 7, 2023Barnes Randall CDirectorBuy7,725$109.08KForm 4
Dec 6, 2023Barnes Randall CDirectorBuy14,705$206.02KForm 4
Dec 5, 2023Barnes Randall CDirectorBuy6,000$83.52KForm 4
Nov 30, 2023Barnes Randall CDirectorBuy1,000$13.85KForm 4
Nov 30, 2023TOUPIN RONALD E JRDirectorBuy200$2.75KForm 4
Oct 31, 2023TOUPIN RONALD E JRDirectorBuy220$2.87KForm 4
Oct 31, 2023Barnes Randall CDirectorBuy1,000$12.99KForm 4
Oct 23, 2023Brock-Kyle AngelaDirectorBuy775$9.99KForm 4
Sep 29, 2023Barnes Randall CDirectorBuy1,784$24.23KForm 4
Sep 29, 2023TOUPIN RONALD E JRDirectorBuy215$2.91KForm 4
Sep 5, 2023Barnes Randall CDirectorBuy1,390$19.43KForm 4
Sep 1, 2023Barnes Randall CDirectorBuy333$4.70KForm 4
Sep 1, 2023TOUPIN RONALD E JRDirectorBuy202$2.85KForm 4
Aug 1, 2023Barnes Randall CDirectorBuy1,729$24.48KForm 4
Jul 31, 2023TOUPIN RONALD E JRDirectorBuy202$2.87KForm 4
Jul 5, 2023TOUPIN RONALD E JRDirectorBuy202$2.89KForm 4
Jul 1, 2023Barnes Randall CDirectorBuy1,645$23.62KForm 4
Jun 7, 2023Barnes Randall CDirectorBuy310$4.28KForm 4
Jun 1, 2023TOUPIN RONALD E JRDirectorBuy215$2.99KForm 4
Jun 1, 2023Barnes Randall CDirectorBuy1,400$19.25KForm 4
May 1, 2023Barnes Randall CDirectorBuy1,146$16.17KForm 4
Apr 28, 2023TOUPIN RONALD E JRDirectorBuy200$2.81KForm 4
Apr 28, 2023Barnes Randall CDirectorBuy500$7.04KForm 4
Apr 6, 2023TOUPIN RONALD E JRDirectorBuy250$3.54KForm 4
Mar 13, 2023TOUPIN RONALD E JRDirectorBuy245$3.43KForm 4
Mar 10, 2023Barnes Randall CDirectorBuy1,610$22.97KForm 4
Feb 3, 2023TOUPIN RONALD E JRDirectorBuy189$2.85KForm 4
Feb 1, 2023Barnes Randall CDirectorBuy1,540$22.87KForm 4
Dec 30, 2022TOUPIN RONALD E JRDirectorBuy0$0.01Form 4
Dec 30, 2022TOUPIN RONALD E JRDirectorBuy1$13.45Form 4
Dec 30, 2022TOUPIN RONALD E JRDirectorBuy248$3.34KForm 4

Transaction codes follow SEC Form 4: P = open-market purchase, S = open-market sale, A = grant or award, M = option exercise, F = shares withheld for taxes. About Form 4

Related