Guggenheim Active Allocation Fund SEC Filings
NYSE: GUGFinanceTrusts Except Educational Religious and CharitableUSD
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Guggenheim Active Allocation Fund filing overview
This page lists 52 recent SEC filings by Guggenheim Active Allocation Fund (GUG), including 40 4, 5 DEF 14A, 2 8-K, 2 SCHEDULE 13G/A. The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Dec 15, 2025. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.
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GUG SEC filings
| Filed | Form | Description | Document |
|---|---|---|---|
| Mar 9, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 26, 2026 | DEF 14A | CEF PROXY | View on EDGAR |
| Dec 19, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 15, 2025 | 8-K | Entry into a Material Definitive Agreement; Termination of a Material Definitive Agreement | View on EDGAR |
| Nov 7, 2025 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| May 8, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 1, 2025 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 28, 2025 | DEF 14A | GBAB GOF GUG | View on EDGAR |
| Feb 4, 2025 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Oct 4, 2024 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 3, 2024 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 1, 2024 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 4, 2024 | DEF 14A | GBAB GOF GUG | View on EDGAR |
| Mar 1, 2024 | DEF 14A | GBAB GOF GUG | View on EDGAR |
| Feb 8, 2024 | SC 13G/A | MS AMENDMENT | View on EDGAR |
| Jan 30, 2024 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 29, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 13, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 11, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 8, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 7, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Dec 6, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 30, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 30, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Nov 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Oct 31, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Oct 23, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 29, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 29, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 5, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 31, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 5, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jul 3, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 7, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 2, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 28, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 10, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 13, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 10, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 3, 2023 | DEF 14A | GBAB GOF GUG | View on EDGAR |
| Feb 9, 2023 | SC 13G | MS INITIAL | View on EDGAR |
| Feb 3, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 1, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jan 3, 2023 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 29, 2022 | 8-K | Other Events | View on EDGAR |
| Nov 26, 2021 | 424B1 | GUGGENHEIM ACTIVE ALLOCATION | View on EDGAR |