MetaCap

LPL Financial Insider Trades

NASDAQ: LPLAFinanceInvestment Bankers/Brokers/ServiceUSD

330.88+2.88 (+0.88%)

At close: Oct 9, 3:59 PM ET · Delayed 15 min

After hours: 330.88 0.00%

Last 12 months

Purchases
0 · $0
Sales
15 · $2.69M
Shares bought / sold
0 / 7.75K
Net activity
Net selling $2.7 million

LPL Financial insider activity

Over the last 12 months, LPL Financial insiders reported 54 transactions on SEC Form 4: 0 open-market purchases and 15 sales. Insiders bought $0 and sold $2.7 million worth of stock, for net insider selling of $2.7 million. The largest seller was Gates Greg, with $1.5 million in reported sales.

The most recent filing shows Reeping Katharine (Principal Accounting Officer) selling 440 shares at $347.88 on Sep 11, 2026. Insider sales are common for compensation, tax and diversification reasons, while open-market purchases are rarer; tracking both helps put LPLA's ownership changes in context.

Summary generated from market data by MetaCap's automated system. Methodology

LPLA insider transactions

LPL Financial insider transactions
DateInsiderTypeSharesValueFiling
Sep 11, 2026Reeping KatharinePrincipal Accounting OfficerSale440$153.05KForm 4
Sep 5, 2026Field EmilyGroup Managing DirectorTax withholding106$38.09KForm 4
Aug 28, 2026BERNARD EDWARD CDirectorAward3—Form 4
Aug 28, 2026Mnookin AllisonDirectorAward2—Form 4
Aug 28, 2026Putnam James SDirectorAward7—Form 4
Aug 28, 2026SCHIFTER RICHARD PDirectorAward14—Form 4
Aug 28, 2026EBERHART PAULETTDirectorAward4—Form 4
Aug 28, 2026Glavin William Francis JrDirectorAward10—Form 4
Aug 28, 2026Thomas Corey E.DirectorAward4—Form 4
Aug 27, 2026Jambusaria AneriGroup Managing DirectorSale308$110.07KForm 4
Aug 20, 2026Gates GregGroup Managing DirectorSale4,119$1.46MForm 4
Aug 20, 2026Gates GregGroup Managing DirectorOption exercise7,189$557.36KForm 4
Aug 3, 2026Putnam James SDirectorGift2,000—Form 4
Jul 31, 2026Enyedi MatthewGroup Managing DirectorSale1$355.51Form 4
Jul 31, 2026Enyedi MatthewGroup Managing DirectorSale51$18.08KForm 4
Jul 31, 2026Enyedi MatthewGroup Managing DirectorSale296$104.60KForm 4
Jul 31, 2026Enyedi MatthewGroup Managing DirectorSale463$163.33KForm 4
Jul 31, 2026Enyedi MatthewGroup Managing DirectorSale189$66.35KForm 4
Jun 17, 2026Jambusaria AneriGroup Managing DirectorSale308$94.25KForm 4
Jun 12, 2026Cohen Marc EliotGroup Managing DirectorTax withholding44$13.01KForm 4
Jun 12, 2026Gates GregGroup Managing DirectorTax withholding232$68.59KForm 4
Jun 4, 2026BERNARD EDWARD CDirectorAward4—Form 4
Jun 4, 2026EBERHART PAULETTDirectorAward5—Form 4
Jun 4, 2026Mnookin AllisonDirectorAward3—Form 4
Jun 4, 2026Putnam James SDirectorAward10—Form 4
Jun 4, 2026Glavin William Francis JrDirectorAward15—Form 4
Jun 4, 2026SCHIFTER RICHARD PDirectorAward19—Form 4
Jun 4, 2026Thomas Corey E.DirectorAward7—Form 4
May 15, 2026BERNARD EDWARD CDirectorAward348—Form 4
May 15, 2026BERNARD EDWARD CDirectorAward712—Form 4
May 15, 2026Ko Albert JDirectorAward712—Form 4
May 15, 2026Mnookin AllisonDirectorAward712—Form 4
May 15, 2026MULCAHY ANNE MDirectorAward348—Form 4
May 15, 2026MULCAHY ANNE MDirectorAward712—Form 4
May 15, 2026EBERHART PAULETTDirectorAward712—Form 4
May 15, 2026Glavin William Francis JrDirectorAward712—Form 4
May 15, 2026Khanna SomeshDirectorAward712—Form 4
May 15, 2026SCHIFTER RICHARD PDirectorAward348—Form 4
May 15, 2026SCHIFTER RICHARD PDirectorAward712—Form 4
May 15, 2026Putnam James SDirectorAward712—Form 4
May 15, 2026Thomas Corey E.DirectorAward348—Form 4
May 15, 2026Thomas Corey E.DirectorAward712—Form 4
May 7, 2026Putnam James SDirectorGift100—Form 4
Apr 15, 2026Audette Matthew JPresident and CFOSale106$35.22KForm 4
Apr 15, 2026Audette Matthew JPresident and CFOSale595$197.00KForm 4
Apr 15, 2026Audette Matthew JPresident and CFOSale189$62.06KForm 4
Apr 15, 2026Audette Matthew JPresident and CFOSale220$72.04KForm 4
Apr 14, 2026Audette Matthew JPresident and CFOSale139$45.34KForm 4
Apr 14, 2026Audette Matthew JPresident and CFOSale330$107.25KForm 4
Mar 24, 2026SCHIFTER RICHARD PDirectorAward19—Form 4
Mar 24, 2026Thomas Corey E.DirectorAward7—Form 4
Mar 24, 2026Glavin William Francis JrDirectorAward15—Form 4
Mar 24, 2026Mnookin AllisonDirectorAward3—Form 4
Mar 24, 2026Putnam James SDirectorAward10—Form 4

Transaction codes follow SEC Form 4: P = open-market purchase, S = open-market sale, A = grant or award, M = option exercise, F = shares withheld for taxes. About Form 4

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