LPL Financial SEC Filings
NASDAQ: LPLAFinanceInvestment Bankers/Brokers/ServiceUSD
330.88+2.88 (+0.88%)
At close: Oct 9, 4:00 PM ET · Delayed 15 min
LPL Financial filing overview
This page lists 60 recent SEC filings by LPL Financial (LPLA), including 40 4, 8 8-K, 4 SCHEDULE 13G, 4 10-Q. The latest annual report (10-K) was filed on Feb 23, 2026 for the period ending Dec 31, 2025. The most recent quarterly report (10-Q) was filed on Aug 3, 2026.
The latest current report (8-K), used to disclose material events such as earnings releases and executive changes, was filed on Jul 30, 2026. Form 10-K is the audited annual report, 10-Q the quarterly report, 8-K covers material events, and Form 4 reports insider transactions. All documents link directly to SEC EDGAR.
Summary generated from market data by MetaCap's automated system. Methodology
LPLA SEC filings
| Filed | Form | Description | Document |
|---|---|---|---|
| Sep 14, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Sep 1, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 31, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 21, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 13, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Aug 4, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Aug 4, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 4, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Aug 3, 2026 | 10-Q | Quarterly report | View on EDGAR |
| Jul 30, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Jun 22, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 15, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 15, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Jun 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 19, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 15, 2026 | 8-K | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Submission of Matters to a Vote of Security Holders | View on EDGAR |
| May 14, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| May 8, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| May 4, 2026 | 10-Q | Quarterly report | View on EDGAR |
| Apr 30, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Apr 30, 2026 | SCHEDULE 13G | Beneficial ownership report (passive) | View on EDGAR |
| Apr 16, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Apr 2, 2026 | DEF 14A | Definitive proxy statement | View on EDGAR |
| Mar 27, 2026 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Mar 26, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 26, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 26, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 26, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Mar 26, 2026 | 4 | Statement of changes in beneficial ownership | View on EDGAR |
| Feb 23, 2026 | 10-K | Annual report | View on EDGAR |
| Jan 29, 2026 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Jan 8, 2026 | 8-K | Departure or Appointment of Directors or Officers; Compensatory Arrangements; Regulation FD Disclosure | View on EDGAR |
| Nov 3, 2025 | 10-Q | Quarterly report | View on EDGAR |
| Oct 30, 2025 | 8-K | Results of Operations and Financial Condition | View on EDGAR |
| Aug 7, 2025 | SCHEDULE 13G/A | Beneficial ownership report (passive) (amendment) | View on EDGAR |
| Aug 4, 2025 | 10-Q | Quarterly report | View on EDGAR |
| Aug 1, 2025 | 8-K | Regulation FD Disclosure; Other Events | View on EDGAR |
| Jul 31, 2025 | 8-K | Results of Operations and Financial Condition | View on EDGAR |