Who Owns Upstart Stock?
NASDAQ: UPSTFinancial ServicesCredit ServicesUSD
At close: Oct 8, 4:00 PM ET · Delayed 15 min
Pre-market: 24.38 +0.79%
Ownership breakdown
- Held by institutions
- 62.72%
- Held by insiders
- 12.94%
- Institutional holders
- 477
- Institutions 62.7%
- Insiders 12.9%
- Public and other 24.3%
Who owns Upstart stock?
Institutional investors own about 62.7% of Upstart's shares, spread across 477 institutions that file 13F reports. That level of institutional ownership is moderate. Insiders, including executives, directors and large founding shareholders, hold 12.94% of UPST.
The largest institutional holders are Blackrock Inc. (8.10%), Vanguard Portfolio Management LLC (3.84%) and Vanguard Capital Management LLC (3.80%). Together, the top 10 institutions control 31.3% of shares outstanding. In their latest filings, 6 of the top 10 institutions increased their UPST positions and 4 reduced them.
Summary generated from market data by MetaCap's automated system. Methodology
Top institutional holders of UPST
| Institution | Shares | % Held | Change |
|---|---|---|---|
| Blackrock Inc. | 7.88M | 8.10% | +6.4% |
| Vanguard Portfolio Management LLC | 3.74M | 3.84% | -0.1% |
| Vanguard Capital Management LLC | 3.70M | 3.80% | -1.4% |
| Morgan Stanley | 2.41M | 2.48% | -39.3% |
| Goldman Sachs Group Inc | 2.40M | 2.46% | +53.6% |
| Marshall Wace LLP | 2.37M | 2.44% | -27.7% |
| Geode Capital Management, LLC | 2.23M | 2.29% | +4.9% |
| State Street Corporation | 2.12M | 2.18% | +3.2% |
| Clear Street Group Inc. | 1.83M | 1.88% | +17.6% |
| Halter Ferguson Financial Inc. | 1.75M | 1.80% | +19.1% |
% held is the share of total shares outstanding. Change is the percentage change in the position since the holder's previous 13F filing.
Top mutual fund and ETF holders of UPST
| Fund | Shares | % Held |
|---|---|---|
| VANGUARD INDEX FUNDS-Vanguard Total Stock Market Index Fund | 2.58M | 2.65% |
| iShares Trust-iShares Russell 2000 ETF | 2.17M | 2.23% |
| VANGUARD INDEX FUNDS-Vanguard Small-Cap Index Fund | 1.86M | 1.91% |
| VANGUARD INDEX FUNDS-Vanguard Small-Cap Growth Index Fund | 1.07M | 1.10% |
| VANGUARD INDEX FUNDS-Vanguard Extended Market Index Fund | 967.40K | 0.99% |
| Fidelity Covington Trust-Fidelity Enhanced Small Cap Core ETF | 940.21K | 0.97% |
| Fidelity Salem Street Trust-Fidelity Small Cap Index Fund | 936.08K | 0.96% |
| iShares Trust-iShares Russell 2000 Growth ETF | 803.43K | 0.83% |
| VANGUARD SCOTTSDALE FUNDS-Vanguard Russell 2000 Index Fund | 442.79K | 0.46% |
| SCHWAB STRATEGIC TRUST-Schwab U.S. Small-Cap ETF | 416.50K | 0.43% |
Frequently asked questions
Who is the largest shareholder of Upstart?
Blackrock Inc. is the largest institutional shareholder of UPST, owning 8.10% of shares outstanding (7.88M shares) as of its latest 13F filing.
What percentage of Upstart is owned by institutions?
Institutions own about 62.7% of UPST shares and 72.0% of the public float.
How much of Upstart do insiders own?
Insiders, such as officers and directors, own about 12.94% of UPST shares outstanding.
Where does institutional ownership data come from?
Investment managers with more than $100 million in US equities must file Form 13F with the SEC within 45 days of each quarter-end. Holdings are therefore up to about 4.5 months old when published.